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ALPS SECTOR DIVIDEND DOGS
ALPS SECTOR DIVIDEND DOGS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 73 Institutional holders with a total value of $407,840,568.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 ALLIANCEBERNSTEIN L.P. 7,649 298,000 0.07%
52 Composition Wealth, LLC 6,750 263,000 0.06%
53 BEESE FULMER INVESTMENT MANAGEMENT, INC. 6,575 253,000 0.06%
54 CITIGROUP INC 6,463 252,000 0.06%
55 SHEAFF BROCK INVESTMENT ADVISORS, LLC 6,290 245,000 0.06%
56 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 6,047 236,000 0.06%
57 Hudock, Inc. 6,043 235,000 0.06%
58 First Allied Advisory Services, Inc. 5,643 220,000 0.05%
59 NEXT Financial Group, Inc 5,535 215,000 0.05%
60 Community Bank, N.A. 2,350 91,000 0.02%
61 IFP ADVISORS, INC 2,050 80,000 0.02%
62 JPMORGAN CHASE & CO 1,500 58,000 0.01%
63 D.A. DAVIDSON & CO. 958 37,000 0.01%
64 ROWLAND CARMICHAEL ADVISORS INC /ADV 523 20,000 0.00%
65 US BANCORP \DE\ 300 12,000 0.00%
66 MANUFACTURERS LIFE INSURANCE COMPANY, THE 300 12,000 0.00%
67 Financial Architects, Inc 250 10,000 0.00%
68 Winch Advisory Services, LLC 145 6,000 0.00%
69 MOTCO 147 6,000 0.00%
70 Creative Planning 125 5,000 0.00%
71 Carroll Financial Associates, Inc. 136 5,000 0.00%
72 Parallax Volatility Advisers, L.P. 1 0 0.00%
73 DUBUQUE BANK & TRUST CO 1 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.