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ALPS ETF TRUST SECTR DIV DOGS ETF
ALPS ETF TRUST SECTR DIV DOGS ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 84 Institutional holders with a total value of $793,304,335.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 DUBUQUE BANK & TRUST CO 1 0 0.00%
3 SEI INVESTMENTS CO 75 3,000 0.00%
4 Carroll Financial Associates, Inc. 139 5,000 0.00%
5 Live Your Vision, LLC 153 6,000 0.00%
6 Winch Advisory Services, LLC 145 6,000 0.00%
7 D.A. DAVIDSON & CO. 150 6,000 0.00%
8 PNC FINANCIAL SERVICES GROUP, INC. 198 8,000 0.00%
9 Financial Architects, Inc 250 10,000 0.00%
10 Community Bank, N.A. 250 10,000 0.00%
11 MANUFACTURERS LIFE INSURANCE COMPANY, THE 300 12,000 0.00%
12 CWM, LLC 358 15,000 0.00%
13 ROWLAND CARMICHAEL ADVISORS INC /ADV 523 22,000 0.00%
14 COUNTRY TRUST BANK 586 24,000 0.00%
15 Concert Wealth Management Inc. 650 27,000 0.00%
16 SONORA INVESTMENT MANAGEMENT, LLC 650 27,021 0.00%
17 Creative Planning 733 30,000 0.00%
18 WEALTHPLAN PARTNERS, LLC 763 31,314 0.00%
19 IFP ADVISORS, INC 1,774 74,000 0.01%
20 Perigon Wealth Management, LLC 1,839 76,000 0.01%
21 US BANCORP \DE\ 2,381 99,000 0.01%
22 BEESE FULMER INVESTMENT MANAGEMENT, INC. 4,825 201,000 0.03%
23 King Wealth Management Group 4,890 203,000 0.03%
24 Argentus Capital Management, LLC 5,152 214,000 0.03%
25 Cetera Advisor Networks LLC 5,330 222,000 0.03%
26 First Allied Advisory Services, Inc. 5,358 223,000 0.03%
27 Stratos Wealth Partners, LTD. 5,933 247,000 0.03%
28 SHEAFF BROCK INVESTMENT ADVISORS, LLC 6,290 261,000 0.03%
29 CITIGROUP INC 6,498 270,000 0.03%
30 LIDO ADVISORS, LLC 6,614 275,000 0.03%
31 BENJAMIN F. EDWARDS & COMPANY, INC. 6,991 291,000 0.04%
32 BB&T SECURITIES, LLC 7,944 330,000 0.04%
33 SVA Wealth Management, LLC 8,323 346,000 0.04%
34 ALLIANCEBERNSTEIN L.P. 8,329 346,000 0.04%
35 Cutter & CO Brokerage, Inc. 8,625 359,000 0.05%
36 Hudock, Inc. 8,777 364,000 0.05%
37 NEXT Financial Group, Inc 10,123 421,000 0.05%
38 Private Advisor Group, LLC 10,366 426,000 0.05%
39 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 13,161 547,000 0.07%
40 STRATEGIC FINANCIAL GROUP, LLC 16,543 688,000 0.09%
41 REGIONS FINANCIAL CORP 16,790 698,000 0.09%
42 DAVIDSON & GARRARD INC 17,433 725,000 0.09%
43 HighTower Advisors, LLC 18,704 776,000 0.10%
44 Cetera Advisors LLC 22,141 917,000 0.12%
45 LADENBURG THALMANN FINANCIAL SERVICES INC. 22,294 927,000 0.12%
46 ENVESTNET ASSET MANAGEMENT INC 25,127 1,045,000 0.13%
47 NATIONAL PLANNING CORP 26,285 1,050,000 0.13%
48 Atria Investments, Inc 29,719 1,235,000 0.16%
49 Merriman Wealth Management, LLC 34,193 1,421,000 0.18%
50 GOLDMAN SACHS GROUP INC 34,206 1,422,000 0.18%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.