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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 17 Institutional holders with a total value of $38,623,248.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS AG 270,108 14,761,000 38.22%
2 BANK OF AMERICA CORP /DE/ 231,350 12,643,000 32.73%
3 MORGAN STANLEY 82,955 4,533,000 11.74%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 30,678 1,676,000 4.34%
5 LPL Financial LLC 29,877 1,610,000 4.17%
6 WELLS FARGO & COMPANY/MN 27,047 1,478,000 3.83%
7 RAYMOND JAMES & ASSOCIATES 14,430 789,000 2.04%
8 Placemark Investments, Inc. 7,507 410,000 1.06%
9 JANE STREET GROUP, LLC 7,118 389,000 1.01%
10 Private Advisor Group, LLC 1,491 81,000 0.21%
11 ROYAL BANK OF CANADA 1,400 77,000 0.20%
12 US BANCORP \DE\ 1,050 57,000 0.15%
13 AMERICAN INTERNATIONAL GROUP, INC. 828 45,248 0.12%
14 MSI Financial Services Inc 700 38,000 0.10%
15 PNC FINANCIAL SERVICES GROUP, INC. 400 22,000 0.06%
16 BARCLAYS PLC 250 14,000 0.04%
17 LBA Wealth Management, LLC 5 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.