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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 25 Institutional holders with a total value of $54,538,136.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 387,224 21,203,000 38.88%
2 MORGAN STANLEY 178,798 9,790,000 17.95%
3 UBS Group AG 176,525 9,666,000 17.72%
4 Bernicke Wealth Management, Ltd. 52,868 2,895,000 5.31%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 41,777 2,287,000 4.19%
6 LPL Financial LLC 42,163 2,278,000 4.18%
7 ROCKLAND TRUST CO 25,586 1,401,000 2.57%
8 WELLS FARGO & COMPANY/MN 23,162 1,268,000 2.32%
9 Stratos Wealth Partners, LTD. 16,342 895,000 1.64%
10 Virtu KCG Holdings LLC 9,463 518,000 0.95%
11 ROYAL BANK OF CANADA 8,418 461,000 0.85%
12 ENVESTNET ASSET MANAGEMENT INC 8,371 458,000 0.84%
13 CITADEL ADVISORS LLC 8,001 438,000 0.80%
14 JANE STREET GROUP, LLC 4,923 270,000 0.50%
15 Commonwealth Equity Services, Inc 4,727 259,000 0.47%
16 IFP ADVISORS, INC 3,350 183,000 0.34%
17 MSI Financial Services Inc 1,433 78,000 0.14%
18 AMERICAN INTERNATIONAL GROUP, INC. 1,200 65,000 0.12%
19 US BANCORP \DE\ 1,050 57,000 0.10%
20 Blume Capital Management, Inc. 800 44,000 0.08%
21 PNC FINANCIAL SERVICES GROUP, INC. 395 22,000 0.04%
22 PHYSICIANS FINANCIAL SERVICES, INC. 36 2,000 0.00%
23 WEALTHPLAN PARTNERS, LLC 2,500 136 0.00%
24 Parallax Volatility Advisers, L.P. 1 0 0.00%
25 LBA Wealth Management, LLC 5 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.