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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 26 Institutional holders with a total value of $49,799,039.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 317,780 18,053,000 36.25%
2 UBS Group AG 224,339 12,745,000 25.59%
3 MORGAN STANLEY 96,548 5,485,000 11.01%
4 Bernicke Wealth Management, Ltd. 81,352 4,622,000 9.28%
5 WELLS FARGO & COMPANY/MN 26,761 1,520,000 3.05%
6 LPL Financial LLC 26,015 1,471,000 2.95%
7 WEALTHPLAN PARTNERS, LLC 22,209 1,262,000 2.53%
8 Sigma Planning Corp 14,541 826,000 1.66%
9 RAYMOND JAMES & ASSOCIATES 14,157 804,000 1.61%
10 ROCKLAND TRUST CO 12,198 693,000 1.39%
11 Stratos Wealth Partners, LTD. 11,055 626,000 1.26%
12 Virtu KCG Holdings LLC 8,845 502,000 1.01%
13 ENVESTNET ASSET MANAGEMENT INC 8,081 459,000 0.92%
14 ROYAL BANK OF CANADA 5,675 323,000 0.65%
15 MSI Financial Services Inc 1,500 85,000 0.17%
16 Tower Research Capital LLC (TRC) 1,235 70,000 0.14%
17 US BANCORP \DE\ 1,050 60,000 0.12%
18 Blume Capital Management, Inc. 1,000 57,000 0.11%
19 AMERICAN INTERNATIONAL GROUP, INC. 828 47,039 0.09%
20 PNC FINANCIAL SERVICES GROUP, INC. 574 33,000 0.07%
21 MANAGED ACCOUNT ADVISORS LLC 430 24,000 0.05%
22 FIRST MANHATTAN CO. LLC. 310 17,000 0.03%
23 Sandy Spring Bank 150 9,000 0.02%
24 Creative Planning 100 6,000 0.01%
25 LBA Wealth Management, LLC 5 0 0.00%
26 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.