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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 30 Institutional holders with a total value of $61,052,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 454,746 27,277,000 44.68%
2 MORGAN STANLEY 152,149 9,126,000 14.95%
3 UBS Group AG 127,590 7,653,000 12.54%
4 CHOREO, LLC 78,533 4,711,000 7.72%
5 Bernicke Wealth Management, Ltd. 44,642 2,678,000 4.39%
6 WELLS FARGO & COMPANY/MN 40,404 2,423,000 3.97%
7 CITADEL ADVISORS LLC 25,785 1,547,000 2.53%
8 AMERIPRISE FINANCIAL INC 19,528 1,171,000 1.92%
9 Stratos Wealth Partners, LTD. 18,439 1,106,000 1.81%
10 LPL Financial LLC 16,745 1,010,000 1.65%
11 Commonwealth Equity Services, Inc 10,609 636,000 1.04%
12 Bank of New York Mellon Corp 4,667 280,000 0.46%
13 Raymond James Financial Services Advisors, Inc. 3,864 232,000 0.38%
14 RAYMOND JAMES & ASSOCIATES 3,741 224,000 0.37%
15 ROCKLAND TRUST CO 3,666 220,000 0.36%
16 Private Advisor Group, LLC 3,434 209,000 0.34%
17 IFP ADVISORS, INC 3,350 201,000 0.33%
18 MSI Financial Services Inc 1,584 95,000 0.16%
19 GENEOS WEALTH MANAGEMENT INC. 1,105 66,000 0.11%
20 US BANCORP \DE\ 1,050 63,000 0.10%
21 Creative Planning 703 42,000 0.07%
22 ROYAL BANK OF CANADA 545 33,000 0.05%
23 PNC FINANCIAL SERVICES GROUP, INC. 318 19,000 0.03%
24 ADVISOR GROUP, INC. 300 18,000 0.03%
25 NEXT Financial Group, Inc 130 8,000 0.01%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 40 2,000 0.00%
27 PHYSICIANS FINANCIAL SERVICES, INC. 37 2,000 0.00%
28 Parallax Volatility Advisers, L.P. 1 0 0.00%
29 CITIGROUP INC 1 0 0.00%
30 LBA Wealth Management, LLC 5 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.