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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 26 Institutional holders with a total value of $48,903,500.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 333,528 18,731,000 38.30%
2 UBS Group AG 177,608 9,974,000 20.40%
3 MORGAN STANLEY 121,812 6,841,000 13.99%
4 Bernicke Wealth Management, Ltd. 68,181 3,829,000 7.83%
5 LPL Financial LLC 27,571 1,547,000 3.16%
6 WELLS FARGO & COMPANY/MN 25,827 1,450,000 2.97%
7 JANE STREET GROUP, LLC 19,142 1,075,000 2.20%
8 CITADEL ADVISORS LLC 18,210 1,023,000 2.09%
9 Sigma Planning Corp 15,114 849,000 1.74%
10 Stratos Wealth Partners, LTD. 13,767 773,000 1.58%
11 ROCKLAND TRUST CO 12,008 674,000 1.38%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 8,192 460,000 0.94%
13 ENVESTNET ASSET MANAGEMENT INC 8,059 453,000 0.93%
14 Virtu KCG Holdings LLC 7,588 426,000 0.87%
15 ROYAL BANK OF CANADA 5,590 314,000 0.64%
16 WEALTHPLAN PARTNERS, LLC 2,600 146,000 0.30%
17 MSI Financial Services Inc 1,500 84,000 0.17%
18 US BANCORP \DE\ 1,250 70,000 0.14%
19 Blume Capital Management, Inc. 1,000 56,000 0.11%
20 AMERICAN INTERNATIONAL GROUP, INC. 828 46,500 0.10%
21 MANAGED ACCOUNT ADVISORS LLC 701 39,000 0.08%
22 PNC FINANCIAL SERVICES GROUP, INC. 575 32,000 0.07%
23 Sandy Spring Bank 150 8,000 0.02%
24 Tower Research Capital LLC (TRC) 58 3,000 0.01%
25 Parallax Volatility Advisers, L.P. 1 0 0.00%
26 LBA Wealth Management, LLC 5 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.