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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 27 Institutional holders with a total value of $56,324,014.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LBA Wealth Management, LLC 5 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 WEALTHPLAN PARTNERS, LLC 250 14 0.00%
4 PHYSICIANS FINANCIAL SERVICES, INC. 37 2,000 0.00%
5 ADVISOR GROUP, INC. 300 17,000 0.03%
6 PNC FINANCIAL SERVICES GROUP, INC. 318 18,000 0.03%
7 US BANCORP \DE\ 1,050 61,000 0.11%
8 GENEOS WEALTH MANAGEMENT INC. 1,105 63,000 0.11%
9 MSI Financial Services Inc 1,383 80,000 0.14%
10 IFP ADVISORS, INC 3,350 194,000 0.34%
11 Private Advisor Group, LLC 4,067 235,000 0.42%
12 Raymond James Financial Services Advisors, Inc. 4,084 236,000 0.42%
13 RAYMOND JAMES & ASSOCIATES 4,268 247,000 0.44%
14 Commonwealth Equity Services, Inc 5,160 298,000 0.53%
15 ENVESTNET ASSET MANAGEMENT INC 7,740 447,000 0.79%
16 AMERIPRISE FINANCIAL INC 9,975 576,000 1.02%
17 LPL Financial LLC 16,689 963,000 1.71%
18 Stratos Wealth Partners, LTD. 17,291 999,000 1.77%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 23,210 1,341,000 2.38%
20 ROYAL BANK OF CANADA 27,740 1,602,000 2.84%
21 WELLS FARGO & COMPANY/MN 31,273 1,806,000 3.21%
22 JANE STREET GROUP, LLC 38,535 2,226,000 3.95%
23 Bernicke Wealth Management, Ltd. 47,361 2,736,000 4.86%
24 CHOREO, LLC 94,818 5,477,000 9.72%
25 UBS Group AG 117,104 6,765,000 12.01%
26 MORGAN STANLEY 121,662 7,029,000 12.48%
27 BANK OF AMERICA CORP /DE/ 396,509 22,906,000 40.67%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.