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Institutional Investment Manager
NORTHERN TRUST CORP
NORTHERN TRUST CORP (CIK: 0000073124) incorporated in Delaware, registered under State Commercial Banks, located at 50 S Lasalle St, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Portfolio Summary: 4,312 holdings with a total value of $318,407,094,000.
#
Name
Shares
Value ($)
%
Options
Notes
4051 JOES JEANS INC 88,776 86,000 0.00%
4052 U.S. AUTO PARTS NETWORK INC 30,537 86,000 0.00%
4053 SUNSHINE HEART INC 15,004 85,000 0.00%
4054 INTEST CORP 17,843 85,000 0.00%
4055 NATURAL ALTERNATIVES 13,001 84,000 0.00%
4056 USA Technologies Inc 46,747 84,000 0.00%
4057 ALPHA PRO TECH LTD 25,505 83,000 0.00%
4058 HOOPER HOLMES INC 138,023 83,000 0.00%
4059 YUMA ENERGY INC 19,367 83,000 0.00%
4060 SPHERIX INC 52,836 82,000 0.00%
4061 NETSOL 22,314 82,000 0.00%
4062 CEL SCI CORP 90,871 82,000 0.00%
4063 S&W SEED CO 19,097 81,000 0.00%
4064 Intercloud Sys Inc Com New 17,945 81,000 0.00%
4065 THOMPSON CREEK METALS CO COM 36,201 80,000 0.00%
4066 BSQUARE CORP 20,560 80,000 0.00%
4067 ASTROTECH CORP 27,753 79,000 0.00%
4068 ABERDEEN AUSTRALIA EQUITY FD 10,117 79,000 0.00%
4069 RF INDS LTD 15,912 79,000 0.00%
4070 PERMA-FIX ENVIRONMENTAL SVCS 20,207 78,000 0.00%
4071 IEC ELECTRS CORP NEW COM 17,252 78,000 0.00%
4072 SIEBERT FINL CORP 35,557 77,000 0.00%
4073 ENDEAVOUR INTL CORP COM NEW 255,958 77,000 0.00%
4074 URANIUM RES INC 30,282 77,000 0.00%
4075 LEARNING TREE INTERNATIONAL 33,091 77,000 0.00%
4076 HEMISPHERX BIOPHARMA INC 236,866 76,000 0.00%
4077 INSIGNIA SYS INC 24,513 76,000 0.00%
4078 DATA I O CORP 22,981 76,000 0.00%
4079 Agile Therapeutics, Inc. 10,378 76,000 0.00%
4080 ROCK CREEK PHARMACEUTICALS INCORPORATED 271,845 76,000 0.00%
4081 VIRCO MFG CO COM 28,976 75,000 0.00%
4082 MAUI LD &PINEAPPLE INC COM 13,229 75,000 0.00%
4083 CHARLES & COLVARD LTD 35,473 75,000 0.00%
4084 GLYCOMIMETICS INC 10,705 74,000 0.00%
4085 AMERICAN RLTY INVS INC 13,562 73,000 0.00%
4086 Hyperdynamics Corp 40,356 73,000 0.00%
4087 Real Goods Solar Cl A Class A 42,274 73,000 0.00%
4088 MAST THERAPEUTICS INC COM 129,547 72,000 0.00%
4089 CROSSROADS SYS INC COM NEW 25,004 72,000 0.00%
4090 FORBES ENERGY SERVICES LTD 17,907 72,000 0.00%
4091 ACTIVE POWER INC COM NEW 35,947 72,000 0.00%
4092 INTERMOLECULAR INC 30,416 71,000 0.00%
4093 ERBA Diagnostics, Inc. 19,909 71,000 0.00%
4094 Bdca Venture Inc 13,508 70,000 0.00%
4095 UTSTARCOM HOLDINGS CORP SHS NEW 22,669 69,000 0.00%
4096 BLUELINX HLDGS INC 53,199 69,000 0.00%
4097 HEALTH INS INNOVATIONS INC 6,384 69,000 0.00%
4098 ANTHERA PHARMACEUTICALS I 36,029 69,000 0.00%
4099 SWISHER HYGIENE INCNEW 22,625 69,000 0.00%
4100 NETLIST INC 56,451 68,000 0.00%
Page 82 of 87

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001256484-14-000022, filed 2014.11.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.