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Institutional Investment Manager
NORTHERN TRUST CORP
NORTHERN TRUST CORP (CIK: 0000073124) incorporated in Delaware, registered under State Commercial Banks, located at 50 S Lasalle St, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Portfolio Summary: 4,312 holdings with a total value of $318,407,094,000.
#
Name
Shares
Value ($)
%
Options
Notes
4001 LIQUID HLDGS GROUP INC COM 83,697 114,000 0.00%
4002 CANCER GENETICS 12,720 114,000 0.00%
4003 CAPITAL PRODUCT PARTNERS L P 11,300 113,000 0.00%
4004 PDI INC 47,098 113,000 0.00%
4005 ENGLOBAL CORP 51,940 111,000 0.00%
4006 COMPX INTERNATIONAL INC 10,620 109,000 0.00%
4007 ADVAXIS INC COM NEW 31,989 107,000 0.00%
4008 GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT 53,471 107,000 0.00%
4009 INTERSECTIONS INC COM 27,579 106,000 0.00%
4010 AVEO PHARMACEUTICALS INC 95,323 106,000 0.00%
4011 SYNTHETIC BIOLOGICS INCORPORATED 59,208 105,000 0.00%
4012 Ellington Financial LLC 4,700 104,000 0.00%
4013 Comstock Mining Inc 86,312 104,000 0.00%
4014 EMMIS COMMUNICTNS CORP CL A 49,298 104,000 0.00%
4015 GOLDEN ENTERPRISES INC 21,947 102,000 0.00%
4016 WIRELESS TELECOM GROUP INC 42,424 102,000 0.00%
4017 LEVY ACQUISITION CORP 10,000 101,000 0.00%
4018 AROTECH CORP 31,258 101,000 0.00%
4019 TRANSPORTADORA DE GAS SUR 30,161 100,000 0.00%
4020 ALTEVA 14,116 100,000 0.00%
4021 ENTEROMEDICS INC 81,173 100,000 0.00%
4022 EMBOTELLADORA ANDINA S A 5,231 100,000 0.00%
4023 HUDSON TECHNOLOGIES INC 30,245 100,000 0.00%
4024 STR HOLDINGS INC 67,779 99,000 0.00%
4025 U.S. GEOTHERMAL INC 174,951 98,000 0.00%
4026 ADAMIS PHARMACEUTICALS CORP 20,886 98,000 0.00%
4027 U S GLOBAL INVS INC 27,294 97,000 0.00%
4028 IMPAC MTG HLDGS INC COM NEW 15,262 97,000 0.00%
4029 Verso Corp 30,289 97,000 0.00%
4030 CYCLACEL PHARMACEUTICALS INC 31,559 96,000 0.00%
4031 Apricus Biosciences, Inc. 63,665 96,000 0.00%
4032 FALCONSTOR SOFTWARE INC 84,093 96,000 0.00%
4033 REEDS INCORPORATED 16,127 95,000 0.00%
4034 METALICO INC 86,062 95,000 0.00%
4035 PIZZA INN HOLDINGS INC 11,769 94,000 0.00%
4036 EMAGIN CORP COM NEW 39,588 93,000 0.00%
4037 ZION OIL & GAS INC 53,911 93,000 0.00%
4038 UQM TECHNOLOGIES INC COM 64,948 91,000 0.00%
4039 GENERAL MOLY INC 120,665 90,000 0.00%
4040 ULTRALIFE CORP 27,845 90,000 0.00%
4041 DOVER MOTORSPORTS INC 38,830 90,000 0.00%
4042 STANLEY FURNITURE CO INC COM NEW 32,296 90,000 0.00%
4043 CTI INDUSTRIES CORP COM NEW 22,721 89,000 0.00%
4044 RELM WIRELESS CORP 17,308 89,000 0.00%
4045 BLACKROCK CAP INVT CORP 10,424 89,000 0.00%
4046 LOCAL CORP COM 44,135 88,000 0.00%
4047 ImmunoCellular Therapeutics Lt 99,019 88,000 0.00%
4048 PROTALIX BIOTHERAPEUTICS INC 36,022 87,000 0.00%
4049 NEWTEK BUSINESS SERVICES 31,630 87,000 0.00%
4050 BEASLEY BROADCAST GROUP INC 16,100 86,000 0.00%
Page 81 of 87

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001256484-14-000022, filed 2014.11.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.