| 1 |
GUGGENHEIM CAPITAL LLC |
536,084 |
4,187,000 |
24.45% |
|
|
| 2 |
MORGAN STANLEY |
308,219 |
2,408,000 |
14.06% |
|
|
| 3 |
LPL Financial LLC |
295,427 |
2,331,000 |
13.61% |
|
|
| 4 |
JOHN G ULLMAN & ASSOCIATES INC |
171,827 |
1,342,000 |
7.84% |
|
|
| 5 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
134,882 |
1,051,000 |
6.14% |
|
|
| 6 |
BNP PARIBAS FINANCIAL MARKETS |
101,575 |
793,301 |
4.63% |
|
|
| 7 |
WOLVERINE ASSET MANAGEMENT LLC |
84,058 |
656,000 |
3.83% |
|
|
| 8 |
CORNERSTONE ADVISORS INC |
83,171 |
650,000 |
3.79% |
|
|
| 9 |
Commonwealth Equity Services, Inc |
72,846 |
569,000 |
3.32% |
|
|
| 10 |
UBS AG |
41,609 |
325,000 |
1.90% |
|
|
| 11 |
WELLS FARGO & COMPANY/MN |
38,405 |
300,000 |
1.75% |
|
|
| 12 |
Virtu KCG Holdings LLC |
38,241 |
299,000 |
1.75% |
|
|
| 13 |
Concert Wealth Management Inc. |
35,276 |
278,000 |
1.62% |
|
|
| 14 |
InterOcean Capital, LLC |
29,278 |
229,000 |
1.34% |
|
|
| 15 |
US BANCORP \DE\ |
23,000 |
180,000 |
1.05% |
|
|
| 16 |
BANK OF AMERICA CORP /DE/ |
22,994 |
180,000 |
1.05% |
|
|
| 17 |
FIFTH THIRD BANCORP |
22,901 |
179,000 |
1.05% |
|
|
| 18 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
21,110 |
165,000 |
0.96% |
|
|
| 19 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
17,485 |
137,000 |
0.80% |
|
|
| 20 |
First Allied Advisory Services, Inc. |
17,593 |
137,000 |
0.80% |
|
|
| 21 |
WEDBUSH SECURITIES INC |
15,433 |
121,000 |
0.71% |
|
|
| 22 |
DOLIVER ADVISORS, LP |
15,224 |
119,000 |
0.69% |
|
|
| 23 |
NEXT Financial Group, Inc |
13,053 |
102,000 |
0.60% |
|
|
| 24 |
NEW ENGLAND SECURITIES CORP /MA/ |
12,683 |
99,000 |
0.58% |
|
|
| 25 |
M&T BANK CORP |
11,138 |
87,000 |
0.51% |
|
|
| 26 |
NORTHERN TRUST CORP |
10,117 |
79,000 |
0.46% |
|
|
| 27 |
MUFG Americas Holdings Corp |
6,000 |
47,000 |
0.27% |
|
|
| 28 |
BANK OF MONTREAL /CAN/ |
4,000 |
31,000 |
0.18% |
|
|
| 29 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,000 |
15,620 |
0.09% |
|
|
| 30 |
ROYAL BANK OF CANADA |
1,544 |
12,000 |
0.07% |
|
|
| 31 |
TOMPKINS FINANCIAL CORP |
1,200 |
9,000 |
0.05% |
|
|
| 32 |
MSI Financial Services Inc |
1,000 |
8,000 |
0.05% |
|
|
| 33 |
REILLY FINANCIAL ADVISORS, LLC |
200 |
2,000 |
0.01% |
|
|
