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Institutional Investment Manager
STATE STREET CORP
STATE STREET CORP (CIK: 0000093751) incorporated in Massachusetts, registered under State Commercial Banks, located at 1 Congress Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Portfolio Summary: 3,661 holdings with a total value of $1,120,952,433,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 AUDIOVOX CORP CL A 12,598 66,000 0.00%
102 Lloyds Banking Group Plc 19,561 67,000 0.00%
103 PEREGRINE PHARMACEUTICALS IN 101,617 67,000 0.00%
104 XERIUM TECHNOLOGIES INC 10,497 67,000 0.00%
105 HOUSTON WIRE CABLE CO 10,515 70,000 0.00%
106 GOLDFIELD CORP COM 12,600 72,000 0.00%
107 NAVIOS MARITIME HOLDINGS INC 39,457 73,000 0.00%
108 CERULEAN PHARMA INC 89,300 73,000 0.00%
109 PRGX GLOBAL INC 11,580 74,000 0.00%
110 URANIUM RES INC 42,491 80,000 0.00%
111 NOKIA CORP 14,712 80,000 0.00%
112 RIVERVIEW BANCORP INC 11,435 81,000 0.00%
113 ARGOS THERAPEUTICS INC 184,194 82,000 0.00%
114 DANAHER CORP DEL LYON 01/21 26,000 85,000 0.00%
115 CATALYST PHARMACEUTICALS INC 45,300 88,000 0.00%
116 A H BELO CORP 15,006 93,000 0.00%
117 MICROVISION INC DEL 38,507 95,000 0.00%
118 LEE ENTERPRISES INC 36,955 95,000 0.00%
119 BIODELIVERY SCIENCES INTL IN 51,562 98,000 0.00%
120 APOLLO INVT CORP 15,520 102,000 0.00%
121 SEACHANGE INTL INC 42,401 105,000 0.00%
122 AXT INC 18,513 107,000 0.00%
123 COMMERCIAL VEH GROUP INC 15,791 107,000 0.00%
124 STERLING CONSTRUCTION CO INC 11,865 109,000 0.00%
125 NAPCO SEC TECHNOLOGIES INC COM 10,800 110,000 0.00%
126 PC-TEL INC 15,735 113,000 0.00%
127 TOKAI PHARMACEUTICALS INC COM 137,129 115,000 0.00%
128 VIVUS INC 103,158 117,000 0.00%
129 AQUABOUNTY TECHNOLOGIES INC 11,590 120,000 0.00%
130 AMEC FOSTER WHEELER PLC 19,151 126,000 0.00%
131 Verso Corp 21,500 129,000 0.00%
132 KANDI TECHNOLOGIES GROUP INC 34,104 130,000 0.00%
133 GENOCEA BIOSCIENCES INC 21,600 131,000 0.00%
134 TRIVAGO N V SPON ADS A SHS 10,447 136,000 0.00%
135 CASCADIAN THERAPEUTICS INC 33,889 140,000 0.00%
136 STEALTHGAS INC SHS 35,523 142,000 0.00%
137 ADVANCED EMISSIONS SOLUTS IN 14,900 142,000 0.00%
138 OOMA INC 14,700 146,000 0.00%
139 CELLECTAR BIOSCIENCES IN 64,900 147,000 0.00%
140 GALENA BIOPHARMA INCORPORATED COM NEW 259,925 153,000 0.00%
141 Internap Network Services Corp 41,346 154,000 0.00%
142 NORTHEAST BANCORP 10,074 154,000 0.00%
143 CORBUS PHARMACEUTICALS HLDGS 19,000 156,000 0.00%
144 NAM TAI PPTY INC SHS 23,437 161,000 0.00%
145 GRUPO AVAL ACCIONES Y VALORE 19,743 162,000 0.00%
146 HALCON RES CORPORATION COM PAR NEW 21,233 164,000 0.00%
147 BLACK STONE MINERALS L P 10,416 172,000 0.00%
148 Gastar Exploration, Ltd. 113,376 175,000 0.00%
149 CALIFORNIA FIRST NTNL BANCOR 11,084 178,000 0.00%
150 Mizuho Financial Group 48,819 180,000 0.00%
Page 3 of 74

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001628280-17-005541, filed 2017.05.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.