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CERULEAN PHARMA INC
CERULEAN PHARMA INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 19 Institutional holders with a total value of $3,960,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Polaris Venture Management Co. V, L.L.C. 3,287,529 2,671,000 67.45%
2 VANGUARD GROUP INC 899,398 731,000 18.46%
3 BRIDGEWAY CAPITAL MANAGEMENT, LLC 202,623 165,000 4.17%
4 A.R.T. Advisors, LLC 96,763 78,000 1.97%
5 STATE STREET CORP 89,300 73,000 1.84%
6 GEODE CAPITAL MANAGEMENT, LLC 89,463 72,000 1.82%
7 BlackRock Finance, Inc. 58,980 47,000 1.19%
8 HAP Trading, LLC 25,000 43,000 1.09% Put
9 CITADEL ADVISORS LLC 37,396 30,000 0.76%
10 NORTHERN TRUST CORP 22,144 18,000 0.45%
11 BANK OF MONTREAL /CAN/ 20,000 16,000 0.40%
12 Bank of New York Mellon Corp 11,830 10,000 0.25%
13 Tower Research Capital LLC (TRC) 5,104 4,000 0.10%
14 ROYAL BANK OF CANADA 1,809 1,000 0.03%
15 SIMPLEX TRADING, LLC 1,890 1,000 0.03%
16 Creative Planning 100 0 0.00%
17 MORGAN STANLEY 799 0 0.00%
18 MANUFACTURERS LIFE INSURANCE COMPANY, THE 193 0 0.00%
19 BANK OF AMERICA CORP /DE/ 148 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.