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Institutional Investment Manager
BARCLAYS PLC
BARCLAYS PLC (CIK: 0000312069), registered under Commercial Banks, Nec, located at 1 Churchill Place, London, X0. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 6,740 holdings with a total value of $92,542,179,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 MAST THERAPEUTICS INC COM 400 0 0.00%
2 AUDIOVOX CORP CL A 61 0 0.00%
3 LEJU HLDGS LTD 81 0 0.00%
4 GLOBALSCAPE INC 79 0 0.00%
5 CROSSROADS CAP INC 26 0 0.00%
6 RIGEL PHARMACEUTICAL INC 200 0 0.00% Put
7 ARBOR REALTY TRUST INC 9 0 0.00%
8 ALLIANCEBERNSTEIN HLDG L P 20 0 0.00%
9 ISHARES MSCI 12 0 0.00%
10 TRIANGLE PETE CORP 74 0 0.00%
11 XG TECHNOLOGY INC 24 0 0.00%
12 PERNIX THERAPEUTICS HLDGS IN 58 0 0.00%
13 GENVEC INC 20 0 0.00%
14 REX ENERGY CORPORATION 63 0 0.00%
15 GRUPO FINANCIERO SANTANDER MEX SPON ADR SHS B 64 0 0.00%
16 VIEWRAY INC COM USD0.01 111 0 0.00%
17 RENESOLA LTD 49 0 0.00%
18 DERMA SCIENCES ORD 60 0 0.00%
19 CAPITALA FIN CORP 14 0 0.00%
20 STONEMOR PARTNERS L P 18 0 0.00%
21 VOC ENERGY TR 81 0 0.00%
22 BON-TON STORES INC 40 0 0.00%
23 BRAVO BRIO RESTAURANT GROUP COM 35 0 0.00%
24 GEVO INC 96 0 0.00%
25 ALLIANZGI EQUITY CONV INCO 15 0 0.00%
26 PAR TECHNOLOGY CORP 34 0 0.00%
27 LATAM AIRLS GROUP S A 12 0 0.00%
28 MID CON ENERGY PARTNERS LP COM UNIT REPST 47 0 0.00%
29 PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 15 0 0.00%
30 DIREXION SHS ETF TR 10 0 0.00%
31 ProShares UltraShort MSCI Emerging Mkts 7 0 0.00%
32 ENERGY FOCUS INC COM NEW 33 0 0.00%
33 SYROS PHARMACEUTICALS INC 32 0 0.00%
34 ChinaCache International Holdi 41 0 0.00%
35 TRANSGLOBE ENERGY CORP 4 0 0.00%
36 HOME BANCORP INC 11 0 0.00%
37 SELECTA BIOSCIENCES INC 10 0 0.00%
38 GAFISA ADR RPSG 2 ORD 97 0 0.00%
39 YINGLI GREEN ENERGY HLDG CO 100 0 0.00% Put
40 REPROS THERAPEUTICS INC 39 0 0.00%
41 DRYSHIPS INC 2 0 0.00%
42 Baozun Inc 17 0 0.00%
43 QUMU CORP 59 0 0.00%
44 SEARS HOMETOWN & OUTLET STOR 102 0 0.00%
45 China Distance Education Holdings Ltd 44 0 0.00%
46 PJT PARTNERS INC 12 0 0.00% Call
47 AWARE INC MASS 65 0 0.00%
48 CHINA BAK BATTERY INC 97 0 0.00%
49 PROSHARES TR 12 0 0.00%
50 ENERGY FUELS INC 86 0 0.00%
Page 1 of 135

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000312069-17-000005, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.