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Institutional Investment Manager
BARCLAYS PLC
BARCLAYS PLC (CIK: 0000312069), registered under Commercial Banks, Nec, located at 1 Churchill Place, London, X0. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 6,740 holdings with a total value of $92,542,179,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 BSQUARE CORP 71 0 0.00%
52 Navidea Biopharm Inc 23 0 0.00%
53 TRIANGLE PETE CORP 74 0 0.00%
54 GTX INC DEL COM NEW 2 0 0.00%
55 CAPSTAR FINL HLDGS INC COM 5 0 0.00%
56 CAPITALA FIN CORP 14 0 0.00%
57 NAVIOS MARITIME PARTNERS L P 1 0 0.00%
58 TRIPLEPOINT VENTURE GROWTH B 40 0 0.00%
59 HARMONY GOLD MINING CO LTD 90 0 0.00%
60 DESTINATION XL GROUP INC COM 100 0 0.00%
61 GLOBALSTAR INC 100 0 0.00% Put
62 BioDelivery Sciences International Inc 57 0 0.00%
63 LATAM AIRLS GROUP S A 12 0 0.00%
64 ELLINGTON FINANCIAL 16 0 0.00%
65 ERA GROUP INC COM 11 0 0.00%
66 UTSTARCOM HOLDINGS CORP SHS NEW 17 0 0.00%
67 FXCM Inc 20 0 0.00% Call
68 SILVERCREST ASSET MGMT GROUPCL A 36 0 0.00%
69 DIREXION SHS ETF TR DAILY GOLD MINER 10 0 0.00%
70 AUDIOCODES LTD 15 0 0.00%
71 Centrus Energy Corp. 2 0 0.00%
72 HALYARD HEALTH INC 12 0 0.00% Call
73 ENERGY FOCUS INC COM NEW 33 0 0.00%
74 YINGLI GREEN ENERGY HLDG CO 106 0 0.00%
75 CAREDX INC 41 0 0.00%
76 SYROS PHARMACEUTICALS INC 32 0 0.00%
77 RESEARCH FRONTIERS INC 15 0 0.00%
78 ChinaCache International Holdi 41 0 0.00%
79 NAM TAI PPTY INC SHS 16 0 0.00%
80 U S ENERGY CORP WYO 16 0 0.00%
81 SEARS CDA INC COM 98 0 0.00%
82 NCI INC 13 0 0.00%
83 LMI Aerospace, Inc. 21 0 0.00%
84 VIEWRAY INC 111 0 0.00%
85 GEVO INC 96 0 0.00%
86 EIGER BIOPHARMACEUTICALS INC 4 0 0.00%
87 CELSION CORPORATION COM PAR $0.01 70 0 0.00%
88 EVOLVING SYSTEMS 67 0 0.00%
89 QUINSTREET INC COM USD0.001 100 0 0.00%
90 CREDIT SUISSE NASSAU BRH 9 0 0.00%
91 PAR TECHNOLOGY CORP 34 0 0.00%
92 MID CON ENERGY PARTNERS LP COM UNIT REPST 47 0 0.00%
93 CYTOSORBENTS CORP 50 0 0.00%
94 BON-TON STORES INC 40 0 0.00%
95 IMMUNOCELLULAR THERAPEUTICS 50 0 0.00%
96 METABOLIX INC 60 0 0.00%
97 DYNEGY INC NEW DEL 7 0 0.00%
98 AMIRA NATURE FOODS LTD 10 0 0.00%
99 AVINGER INC 100 0 0.00%
100 BOULDER GROWTH & INCOME FUND COM 24 0 0.00%
Page 2 of 135

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000312069-17-000005, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.