| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RAYMOND JAMES & ASSOCIATES | 3,147,546 | 28,139,000 | 15.97% | ||
| 2 | Karpus Management, Inc. | 2,176,007 | 19,454,000 | 11.04% | ||
| 3 | MORGAN STANLEY | 1,890,815 | 16,904,000 | 9.60% | ||
| 4 | Thomas J. Herzfeld Advisors, Inc. | 1,718,039 | 15,359,000 | 8.72% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,478,531 | 13,218,000 | 7.50% | ||
| 6 | DESCHUTES PORTFOLIO STRATEGY, LLC | 1,408,700 | 12,594,000 | 7.15% | ||
| 7 | Gramercy Funds Management LLC | 804,310 | 7,191,000 | 4.08% | ||
| 8 | CSS LLC/IL | 677,749 | 6,059,000 | 3.44% | ||
| 9 | GEODE CAPITAL MANAGEMENT, LLC | 503,530 | 4,501,000 | 2.56% | ||
| 10 | WFG Advisors, LP | 470,727 | 4,208,000 | 2.39% | ||
| 11 | Bulldog Investors, LLP | 426,605 | 3,814,000 | 2.17% | ||
| 12 | HSBC HOLDINGS PLC | 373,748 | 3,341,000 | 1.90% | ||
| 13 | GOLDMAN SACHS GROUP INC | 336,665 | 3,010,000 | 1.71% | ||
| 14 | MSI Financial Services Inc | 330,125 | 2,951,000 | 1.68% | ||
| 15 | ROYAL BANK OF CANADA | 256,288 | 2,291,000 | 1.30% | ||
| 16 | MARINER INVESTMENT GROUP LLC | 220,480 | 1,971,000 | 1.12% | ||
| 17 | WINNING POINTS ADVISORS, LLC | 209,600 | 1,874,000 | 1.06% | ||
| 18 | DALTON GREINER HARTMAN MAHER & CO | 202,790 | 1,813,000 | 1.03% | ||
| 19 | SENTINEL TRUST CO LBA | 201,105 | 1,798,000 | 1.02% | ||
| 20 | Shaker Financial Services, LLC | 197,347 | 1,764,000 | 1.00% | ||
| 21 | WELLS FARGO & COMPANY/MN | 195,779 | 1,750,000 | 0.99% | ||
| 22 | SRH ADVISORS, LLC | 159,502 | 1,426,000 | 0.81% | ||
| 23 | BRINKER CAPITAL INC | 155,013 | 1,386,000 | 0.79% | ||
| 24 | Benchmark Capital Advisors | 141,000 | 1,261,000 | 0.72% | ||
| 25 | FLAGSHIP HARBOR ADVISORS, LLC | 135,595 | 1,211,000 | 0.69% | ||
| 26 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 134,900 | 1,206,000 | 0.68% | ||
| 27 | Centaur Capital Partners, L.P. | 120,000 | 1,073,000 | 0.61% | ||
| 28 | HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 118,292 | 1,058,000 | 0.60% | ||
| 29 | LPL Financial LLC | 112,807 | 1,014,000 | 0.58% | ||
| 30 | Ancora Advisors LLC | 101,225 | 905,000 | 0.51% | ||
| 31 | IFP ADVISORS, INC | 87,040 | 778,000 | 0.44% | ||
| 32 | PNC FINANCIAL SERVICES GROUP, INC. | 78,435 | 701,000 | 0.40% | ||
| 33 | JBF Capital, Inc. | 72,106 | 645,000 | 0.37% | ||
| 34 | BAIRD FINANCIAL GROUP, INC. | 63,194 | 565,000 | 0.32% | ||
| 35 | GUGGENHEIM CAPITAL LLC | 59,752 | 534,000 | 0.30% | ||
| 36 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 54,610 | 489,000 | 0.28% | ||
| 37 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 49,160 | 439,000 | 0.25% | ||
| 38 | Stratos Wealth Partners, LTD. | 48,385 | 433,000 | 0.25% | ||
| 39 | Camelot Portfolios, LLC | 45,118 | 403,000 | 0.23% | ||
| 40 | OPPENHEIMER & CO INC | 43,700 | 391,000 | 0.22% | ||
| 41 | D.A. DAVIDSON & CO. | 43,694 | 390,000 | 0.22% | ||
| 42 | ADVISOR GROUP, INC. | 42,589 | 380,000 | 0.22% | ||
| 43 | BANK OF AMERICA CORP /DE/ | 39,490 | 353,000 | 0.20% | ||
| 44 | GRACE & WHITE INC /NY | 36,560 | 327,000 | 0.19% | ||
| 45 | HighTower Advisors, LLC | 31,583 | 280,000 | 0.16% | ||
| 46 | Commonwealth Equity Services, Inc | 30,769 | 275,000 | 0.16% | ||
| 47 | INVESTMENT HOUSE LLC | 30,325 | 271,000 | 0.15% | ||
| 48 | KELMAN-LAZAROV, INC. | 29,602 | 264,641 | 0.15% | ||
| 49 | Round Table Services, LLC | 25,800 | 231,000 | 0.13% | ||
| 50 | WEDBUSH SECURITIES INC | 25,396 | 227,000 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
