Dark
Light
System
Institutional Investment Manager
BARCLAYS PLC
BARCLAYS PLC (CIK: 0000312069), registered under Commercial Banks, Nec, located at 1 Churchill Place, London, X0. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 6,740 holdings with a total value of $92,542,179,000.
#
Name
Shares
Value ($)
%
Options
Notes
6501 FIRST TR EXCHANGE TRADED FD 101 1,000 0.00%
6502 ZHAOPIN LTD 35 1,000 0.00%
6503 B2GOLD CORP 411 1,000 0.00%
6504 ALASKA COMMUNICATIONS SYS GR 500 1,000 0.00%
6505 First Mid-Illinois Bancshares 29 1,000 0.00%
6506 HURCO COMPANIES INC 21 1,000 0.00%
6507 YINGLI GREEN ENERGY HLDG CO 560 1,000 0.00% Call
6508 CONTANGO OIL & GAS CO COM NEW 81 1,000 0.00%
6509 HALCON RES CORPORATION COM PAR NEW 118 1,000 0.00% Put
6510 VIVINT SOLAR INC 397 1,000 0.00%
6511 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 60 1,000 0.00%
6512 ARDMORE SHIPPING CORP COM 160 1,000 0.00%
6513 OREXIGEN THERAPEUTICS INC 860 1,000 0.00% Call
6514 TITAN PHARMACEUTICALS 354 1,000 0.00%
6515 REPROS THERAPEUTICS INC 500 1,000 0.00% Put
6516 NTN BUZZTIME INC COM PAR 120 1,000 0.00%
6517 VUZIX CORP 82 1,000 0.00%
6518 DIMENSION THERAPEUTICS INC 211 1,000 0.00%
6519 FREIGHTCAR AMERICA INC 60 1,000 0.00%
6520 VERMILION ENERGY INC 31 1,000 0.00%
6521 Egalet Corp 192 1,000 0.00%
6522 FOGO DE CHAO INC 92 1,000 0.00%
6523 TWIN DISC INC 63 1,000 0.00%
6524 METHANEX CORP 13 1,000 0.00%
6525 FIFTH STR ASSET MGMT INC 100 1,000 0.00%
6526 GREEN BANCORP INC 67 1,000 0.00%
6527 LIBERTY TAX INC 111 1,000 0.00%
6528 Biostar Pharmaceuticals Inc 470 1,000 0.00%
6529 CARE COM INC 74 1,000 0.00%
6530 HORIZON TECHNOLOGY FIN CORP COM 76 1,000 0.00%
6531 AVIANCA HLDGS SA 64 1,000 0.00%
6532 RADISYS CORP COM 287 1,000 0.00%
6533 DONNELLEY FINL SOLUTIONS INC 24 1,000 0.00% Call
6534 VANECK VECTORS ETF TR 50 1,000 0.00%
6535 MAXWELL TECHNOLOGIES INC 136 1,000 0.00%
6536 CONSOLIDATED WATER CO INC ORD 100 1,000 0.00%
6537 FULGENT GENETICS INC 102 1,000 0.00%
6538 FIRST DEFIANCE FINL CORP 12 1,000 0.00%
6539 Culp, Inc. 36 1,000 0.00%
6540 GREIF INC 15 1,000 0.00%
6541 TURNING PT BRANDS INC 59 1,000 0.00%
6542 OI S A SPONSORED ADR NE 165 1,000 0.00%
6543 FORESIGHT ENERGY LP 92 1,000 0.00%
6544 ICHOR HOLDINGS SHS 50 1,000 0.00%
6545 Fidus Investment Corp 57 1,000 0.00%
6546 CHINA GREEN AGRICULTURE INC 1,100 1,000 0.00% Put
6547 INTREPID POTASH INC 300 1,000 0.00% Put
6548 WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND 21 1,000 0.00%
6549 NOVAN INC COM 22 1,000 0.00%
6550 PROSHARES PSHS ULT SCAP600 ETF 18 1,000 0.00%
Page 131 of 135

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000312069-17-000005, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.