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Institutional Investment Manager
BARCLAYS PLC
BARCLAYS PLC (CIK: 0000312069), registered under Commercial Banks, Nec, located at 1 Churchill Place, London, X0. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 6,740 holdings with a total value of $92,542,179,000.
#
Name
Shares
Value ($)
%
Options
Notes
6551 GREIF INC 15 1,000 0.00%
6552 SMTC CORP 934 1,000 0.00%
6553 URANIUM ENERGY CORP 719 1,000 0.00%
6554 STONE ENERGY CORP 223 1,000 0.00%
6555 SYNTHETIC BIOLOGICS INCORPORATED 1,835 1,000 0.00%
6556 LIGHT & WONDER INC COM 100 1,000 0.00% Call
6557 BIOTIME INC 1,276 1,000 0.00%
6558 FIRST TR EXCHANGE TRADED FD 101 1,000 0.00%
6559 CORNERSTONE TOTAL RETURN FD 56 1,000 0.00%
6560 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 60 1,000 0.00%
6561 PROVIDENT FINL HLDGS INC COM 33 1,000 0.00%
6562 REPROS THERAPEUTICS INC 500 1,000 0.00% Put
6563 FOGO DE CHAO INC 92 1,000 0.00%
6564 TWIN DISC INC 63 1,000 0.00%
6565 FIFTH STR ASSET MGMT INC 100 1,000 0.00%
6566 SUPERIOR UNIFORM GP INC COM 57 1,000 0.00%
6567 CARE COM INC 74 1,000 0.00%
6568 DONNELLEY FINL SOLUTIONS INC 24 1,000 0.00% Call
6569 CHANTICLEER HLDGS INC 3,000 1,000 0.00%
6570 HERCULES CAPITAL INC 67 1,000 0.00%
6571 SMITH MICRO SOFTWARE INC 8 0 0.00%
6572 TRIPLEPOINT VENTURE GROWTH B COM 40 0 0.00%
6573 WORKHORSE GROUP INC 13 0 0.00%
6574 NORTH EUROPEAN OIL RTY TR SH BEN INT 16 0 0.00%
6575 HANWHA Q CELL CO LTD 53 0 0.00%
6576 INTELSAT S A COM 28 0 0.00%
6577 GWG HLDGS INC 4 0 0.00%
6578 AIXTRON SE 54 0 0.00%
6579 REX ENERGY CORPORATION 63 0 0.00%
6580 XG TECHNOLOGY INC 24 0 0.00%
6581 PAPA MURPHYS HLDGS INC 11 0 0.00%
6582 BIOANALYTICAL SYS INC 83 0 0.00%
6583 OXFORD LANE CAP CORP 7 0 0.00%
6584 GRUPO FINANCIERO SANTANDER MEX SPON ADR SHS B 64 0 0.00%
6585 COMPUTER TASK GROUP INC 81 0 0.00%
6586 ISHARES MSCI 12 0 0.00%
6587 GAFISA ADR RPSG 2 ORD 97 0 0.00%
6588 ALLIANCEBERNSTEIN HLDG L P 20 0 0.00%
6589 ARBOR REALTY TRUST INC 9 0 0.00%
6590 RIGEL PHARMACEUTICAL INC 200 0 0.00% Put
6591 CAREDX INC 41 0 0.00%
6592 IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN 13 0 0.00%
6593 FXCM Inc 20 0 0.00% Call
6594 AUDIOVOX CORP CL A 61 0 0.00%
6595 CAPSTAR FINL HLDGS INC COM 5 0 0.00%
6596 Aevi Genomic Medicine Inc 83 0 0.00%
6597 GTX INC DEL COM NEW 2 0 0.00%
6598 TANDEM DIABETES CARE INC COM 38 0 0.00%
6599 ANTHERA PHARMACEUTICALS I 1,333 0 0.00%
6600 CADIZ INC COM USD0.01 17 0 0.00%
Page 132 of 135

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000312069-17-000005, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.