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Institutional Investment Manager
DIMENSIONAL FUND ADVISORS LP
DIMENSIONAL FUND ADVISORS LP (CIK: 0000354204) incorporated in Delaware, located at 6300 Bee Cave Road, Austin, TX. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 3,276 holdings with a total value of $185,012,219,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 COMMUNITY HEALTH SYS INC NEW 1,006,095 9,000 0.00%
2 RELIV INTL INC COM NEW 17,106 12,000 0.00%
3 GOLDEN STAR RES LTD CDA 13,800 12,000 0.00%
4 MOSYS INC 17,478 13,000 0.00%
5 BELLATRIX EXPLORATION LTD 16,723 14,000 0.00%
6 INTERMOLECULAR INC 16,700 17,000 0.00%
7 SPARK NETWORKS INC 11,865 19,000 0.00%
8 CELSION CORPORATION COM PAR 20,420 25,000 0.00%
9 CARTESIAN INC 42,660 26,000 0.00%
10 FEMALE HEALTH CO 23,248 28,000 0.00%
11 LIGHTPATH TECHNOLOGIES INC 15,680 29,000 0.00%
12 TECHNICAL COMMUNICATIONS COR 11,984 32,000 0.00%
13 FLEXIBLE SOLUTIONS INTL INC 14,890 33,000 0.00%
14 CASCADIAN THERAPEUTICS INC 20,279 33,000 0.00%
15 ADCARE HEALTH SYSTEMS INC 17,840 37,000 0.00%
16 OCERA THERAPEUTICS INC 15,648 41,000 0.00%
17 COGENTIX MED INC 23,491 43,000 0.00%
18 SEARS CDA INC 18,450 45,000 0.00%
19 CALADRIUS BIOSCIENCES INC 10,030 46,000 0.00%
20 VERASTEM INC 36,855 49,000 0.00%
21 CESCA THERAPEUTICS INC COM NEW 12,868 50,000 0.00%
22 MARIN SOFTWARE INC 20,101 51,000 0.00%
23 NATIONAL AMERN UNIV HLDGS IN 24,664 52,000 0.00%
24 STREAMLINE HEALTH SOLUTIONS COM 29,316 54,000 0.00%
25 NORTH AMERN ENERGY PARTNERS COM 21,621 54,000 0.00%
26 TRANSENTERIX INC 33,529 57,000 0.00%
27 NEW GOLD INC CDA 13,313 58,000 0.00%
28 LINCOLN EDL SVCS CORP 26,240 58,000 0.00%
29 BIOANALYTICAL SYS INC 53,411 61,000 0.00%
30 TRANSGLOBE ENERGY CORP 31,725 62,000 0.00%
31 ROCKET FUEL INC 24,550 65,000 0.00%
32 FIFTH STR ASSET MGMT INC 12,130 67,000 0.00%
33 REVOLUTION LIGHTING TECHNOLOGI COM NEW 11,300 71,000 0.00%
34 CATALYST 59,224 72,000 0.00%
35 RETRACTABLE TECHNOLOGIES INC 27,594 73,000 0.00%
36 CENVEO INC 10,582 75,000 0.00%
37 OHR PHARMACEUTICAL INC 27,517 78,000 0.00%
38 FORTRESS BIOTECH INC 26,185 78,000 0.00%
39 JUST ENERGY GROUP INC 16,055 81,000 0.00%
40 WALTER INVT MGMT CORP 20,314 82,000 0.00%
41 INTERPACE DIAGNOSTICS GROUP 573,703 91,000 0.00%
42 TENAX THERAPEUTICS INC 40,190 92,000 0.00%
43 ADVERUM BIOTECHNOLOGIES INC 22,325 92,000 0.00%
44 INVITAE CORP 10,735 94,000 0.00%
45 IDENTIV INC 44,889 98,000 0.00%
46 NOBILIS HEALTH CORP COM 29,715 100,000 0.00%
47 FULL HOUSE RESORTS INC 58,326 104,000 0.00%
48 ENDOCYTE INC 34,310 106,000 0.00%
49 MAGIC SOFTWARE ENTERPRISES L 14,967 107,000 0.00%
50 CAFEPRESS INCORPORATED 33,603 108,000 0.00%
Page 1 of 66

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000354204-16-000058, filed 2016.11.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.