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Catalyst Biosciences
Catalyst Biosciences. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 29 Institutional holders with a total value of $4,900,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Essex Woodlands Management, Inc. 1,179,352 1,448,000 29.55%
2 BVF INC/IL 865,773 1,048,000 21.39%
3 NEA Management Company, LLC 652,380 789,000 16.10%
4 UBS Group AG 353,749 428,000 8.73%
5 VANGUARD GROUP INC 205,713 249,000 5.08%
6 RENAISSANCE TECHNOLOGIES LLC 187,450 227,000 4.63%
7 BlackRock Institutional Trust Company, N.A. 153,609 186,000 3.80%
8 COLORADO CAPITAL MANAGEMENT, INC. 78,375 95,000 1.94%
9 DAFNA Capital Management LLC 70,903 86,000 1.76%
10 DIMENSIONAL FUND ADVISORS LP 59,224 72,000 1.47%
11 GOLDMAN SACHS GROUP INC 42,516 51,000 1.04%
12 GEODE CAPITAL MANAGEMENT, LLC 25,676 31,000 0.63%
13 PRICE T ROWE ASSOCIATES INC /MD/ 24,669 30,000 0.61%
14 NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 23,099 28,000 0.57%
15 WEDBUSH SECURITIES INC 21,000 25,000 0.51%
16 DG Capital Management, LLC 17,960 22,000 0.45%
17 CITADEL ADVISORS LLC 18,361 22,000 0.45%
18 Bank of New York Mellon Corp 17,598 21,000 0.43%
19 Arbor Investment Advisors, LLC 14,751 18,000 0.37%
20 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 13,428 16,000 0.33%
21 BANK OF AMERICA CORP /DE/ 1,546 2,000 0.04%
22 BlackRock Japan Co. Ltd 2,016 2,000 0.04%
23 Nationwide Fund Advisors 1,328 2,000 0.04%
24 PANAGORA ASSET MANAGEMENT INC 899 1,000 0.02%
25 BlackRock Fund Advisors 683 1,000 0.02%
26 ROYAL BANK OF CANADA 174 0 0.00%
27 WELLS FARGO & COMPANY/MN 28 0 0.00%
28 MANUFACTURERS LIFE INSURANCE COMPANY, THE 178 0 0.00%
29 MORGAN STANLEY 57 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.