| 1 |
SABBY MANAGEMENT, LLC |
2,412,857 |
5,550,000 |
20.03% |
|
|
| 2 |
RA CAPITAL MANAGEMENT, L.P. |
2,389,700 |
5,532,000 |
19.96% |
|
|
| 3 |
Broadfin Capital, LLC |
1,968,631 |
4,557,000 |
16.44% |
|
|
| 4 |
GREAT POINT PARTNERS LLC |
1,108,593 |
2,568,000 |
9.27% |
|
|
| 5 |
ARMISTICE CAPITAL, LLC |
1,068,000 |
2,472,000 |
8.92% |
|
|
| 6 |
VANGUARD GROUP INC |
972,213 |
2,236,000 |
8.07% |
|
|
| 7 |
BAKER BROS. ADVISORS LP |
420,000 |
972,000 |
3.51% |
|
|
| 8 |
Opaleye Management Inc. |
390,000 |
905,000 |
3.27% |
|
|
| 9 |
EverPoint Asset Management, LLC |
345,000 |
799,000 |
2.88% |
|
|
| 10 |
COMMERZBANK AKTIENGESELLSCHAFT /FI |
200,000 |
463,000 |
1.67% |
|
|
| 11 |
Bank of New York Mellon Corp |
124,172 |
287,000 |
1.04% |
|
|
| 12 |
DEUTSCHE BANK AG\ |
113,114 |
261,000 |
0.94% |
|
|
| 13 |
GEODE CAPITAL MANAGEMENT, LLC |
90,825 |
208,000 |
0.75% |
|
|
| 14 |
Nationwide Fund Advisors |
70,000 |
161,000 |
0.58% |
|
|
| 15 |
BlackRock Fund Advisors |
60,788 |
141,000 |
0.51% |
|
|
| 16 |
DIMENSIONAL FUND ADVISORS LP |
40,190 |
92,000 |
0.33% |
|
|
| 17 |
Verition Fund Management LLC |
32,140 |
74,000 |
0.27% |
|
|
| 18 |
NORTHERN TRUST CORP |
29,904 |
69,000 |
0.25% |
|
|
| 19 |
BlackRock Institutional Trust Company, N.A. |
28,641 |
66,000 |
0.24% |
|
|
| 20 |
Creative Planning |
25,800 |
60,000 |
0.22% |
|
|
| 21 |
RENAISSANCE TECHNOLOGIES LLC |
25,200 |
58,000 |
0.21% |
|
|
| 22 |
CREDIT SUISSE AG/ |
22,100 |
51,000 |
0.18% |
|
|
| 23 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
21,900 |
50,000 |
0.18% |
Call |
|
| 24 |
Spark Investment Management LLC |
13,100 |
30,000 |
0.11% |
|
|
| 25 |
Cardinal Capital Management |
10,000 |
23,000 |
0.08% |
|
|
| 26 |
BlackRock Investment Management, LLC |
4,318 |
10,000 |
0.04% |
|
|
| 27 |
MORGAN STANLEY |
2,188 |
5,000 |
0.02% |
|
|
| 28 |
BLACKROCK ADVISORS LLC |
1,873 |
4,000 |
0.01% |
|
|
| 29 |
ADVISOR GROUP, INC. |
1,300 |
3,000 |
0.01% |
|
|
| 30 |
BlackRock Japan Co. Ltd |
1,109 |
3,000 |
0.01% |
|
|
| 31 |
ROYAL BANK OF CANADA |
459 |
1,000 |
0.00% |
|
|
| 32 |
INTEGRATED WEALTH MANAGEMENT |
464 |
1,000 |
0.00% |
|
|
| 33 |
BANK OF AMERICA CORP /DE/ |
262 |
1,000 |
0.00% |
|
|
| 34 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1 |
0 |
0.00% |
|
|
| 35 |
MSI Financial Services Inc |
14 |
0 |
0.00% |
|
|
| 36 |
WELLS FARGO & COMPANY/MN |
15 |
0 |
0.00% |
|
|
| 37 |
Allworth Financial LP |
2 |
0 |
0.00% |
|
|
| 38 |
North Star Investment Management Corp. |
17 |
0 |
0.00% |
|
|
| 39 |
Hudock, Inc. |
6 |
0 |
0.00% |
|
|
