| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SPDR S&P 500 ETF TR | 100,000 | 20,552,000 | 44.58% | Put | |
| 2 | GY 4.0625 12/31/39 | 7,350,000 | 13,359,000 | 28.98% | PRN | |
| 3 | SELECT SECTOR SPDR TR | 80,000 | 4,951,000 | 10.74% | Put | |
| 4 | GILEAD SCIENCES | 825,000 | 3,393,000 | 7.36% | PRN | |
| 5 | VTV THERAPEUTICS INC | 616,155 | 3,179,000 | 6.90% | ||
| 6 | INCONTACT INC | 32,000 | 284,000 | 0.62% | ||
| 7 | GILEAD SCIENCES INC | 1,800 | 165,000 | 0.36% | ||
| 8 | PROTO LABS INC | 1,095 | 84,000 | 0.18% | ||
| 9 | ALCOBRA LTD | 11,641 | 73,000 | 0.16% | ||
| 10 | WELLS FARGO & CO NEW | 20 | 24,000 | 0.05% | ||
| 11 | KANSAS CITY SOUTHERN | 200 | 17,000 | 0.04% | ||
| 12 | Vocera Communications Inc | 554 | 7,000 | 0.02% | ||
| 13 | ASCENA RETAIL GROUP INC | 489 | 5,000 | 0.01% | ||
| 14 | LDR HLDG CORP COM | 81 | 2,000 | 0.00% | ||
| 15 | ZOETIS INC | 52 | 2,000 | 0.00% | ||
| 16 | Oxford Immunotec Global PLC | 65 | 1,000 | 0.00% | ||
| 17 | NATERA INC | 96 | 1,000 | 0.00% | ||
| 18 | SYNTHESIS ENERGY SYS INC | 41 | 0 | 0.00% | ||
| 19 | AURIS MED HLDG AG | 84 | 0 | 0.00% | ||
| 20 | CLIFTON BANCORP INC COM | 29 | 0 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000724683-16-000104, filed 2016.05.16).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
