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AURIS MED HLDG AG
AURIS MED HLDG AG. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 25 Institutional holders with a total value of $31,404,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WASATCH ADVISORS LP 2,766,777 9,684,000 30.84%
2 BELLEVUE GROUP AG 2,169,625 7,897,000 25.15%
3 FMR LLC 1,552,552 5,651,000 17.99%
4 Tekla Capital Management LLC 834,263 3,037,000 9.67%
5 Rock Springs Capital Management LP 787,600 2,867,000 9.13%
6 Opaleye Management Inc. 340,000 1,238,000 3.94%
7 TOCQUEVILLE ASSET MANAGEMENT L.P. 75,000 273,000 0.87%
8 KEYBANK NATIONAL ASSOCIATION/OH 43,791 159,000 0.51%
9 HARVEY CAPITAL MANAGEMENT INC 37,500 136,000 0.43%
10 TFS CAPITAL LLC 32,468 118,000 0.38%
11 GOLDMAN SACHS GROUP INC 24,694 90,000 0.29%
12 ZACKS INVESTMENT MANAGEMENT 23,523 86,000 0.27%
13 GEODE CAPITAL MANAGEMENT, LLC 15,508 56,000 0.18%
14 Virtu KCG Holdings LLC 12,763 46,000 0.15%
15 Amici Capital, LLC 10,000 36,000 0.11%
16 AMERICAN INTERNATIONAL GROUP, INC. 3,551 13,000 0.04%
17 CITIGROUP INC 2,027 7,000 0.02%
18 JPMORGAN CHASE & CO 1,300 5,000 0.02%
19 MORGAN STANLEY 484 2,000 0.01%
20 Tower Research Capital LLC (TRC) 279 1,000 0.00%
21 Hudock, Inc. 418 1,000 0.00%
22 SIMPLEX TRADING, LLC 500 1,000 0.00%
23 DEUTSCHE BANK AG\ 200 0 0.00%
24 PIPER SANDLER & CO. 84 0 0.00%
25 WELLS FARGO & COMPANY/MN 100 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.