| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GY 4.0625 12/31/39 | 7,350,000 | 12,771,000 | 32.41% | PRN | |
| 2 | SPDR S&P 500 ETF TR | 50,000 | 10,194,000 | 25.87% | Put | |
| 3 | VTV THERAPEUTICS INC | 685,995 | 4,672,000 | 11.86% | ||
| 4 | SELECT SECTOR SPDR TR | 70,000 | 4,222,000 | 10.71% | Put | |
| 5 | Royal Gold Inc | 1,801,000 | 1,634,000 | 4.15% | PRN | |
| 6 | Newmont Mining Corp | 1,206,000 | 1,183,000 | 3.00% | PRN | |
| 7 | ARES CAP CORP | 1,005,000 | 1,004,000 | 2.55% | PRN | |
| 8 | TEVA PHARMACEUTICAL INDS LTD | 11,559 | 759,000 | 1.93% | ||
| 9 | SPECTRANETICS CORP | 1,000,000 | 754,000 | 1.91% | PRN | |
| 10 | Ares Capital Corp | 500,000 | 499,000 | 1.27% | PRN | |
| 11 | VERTEX PHARMACEUT | 3,825 | 481,000 | 1.22% | ||
| 12 | VALEANT PHARMACEUTICALS INTL | 1,976 | 201,000 | 0.51% | ||
| 13 | TENET HEALTHCARE CORP | 5,929 | 180,000 | 0.46% | ||
| 14 | LULULEMON ATHLETICA | 3,353 | 176,000 | 0.45% | ||
| 15 | BIOMARIN | 1,385 | 145,000 | 0.37% | ||
| 16 | BLUEBIRD BIO INCORPORATED | 2,256 | 145,000 | 0.37% | ||
| 17 | APOLLO INVT CORP 5.75% 01/15/2016 | 125,000 | 125,000 | 0.32% | PRN | |
| 18 | ALCOBRA LTD | 11,641 | 73,000 | 0.19% | ||
| 19 | RELYPSA INC | 1,702 | 48,000 | 0.12% | ||
| 20 | LDR HLDG CORP COM | 1,199 | 30,000 | 0.08% | ||
| 21 | AIRTRAN HLDGS INC NOTE 5.250%11/0 | 9,000 | 27,000 | 0.07% | PRN | |
| 22 | GLOBAL BLOOD THERAPEUTICS IN COM | 700 | 23,000 | 0.06% | ||
| 23 | INCYTE | 201 | 22,000 | 0.06% | ||
| 24 | Orexigen Therapeutics, Inc. | 9,809 | 17,000 | 0.04% | ||
| 25 | COLLEGIUM PHARMACEUTICAL INC COM | 599 | 16,000 | 0.04% | ||
| 26 | SAGENT PHARMACEUTICALS INC | 185 | 3,000 | 0.01% | ||
| 27 | Oxford Immunotec Global PLC | 65 | 1,000 | 0.00% | ||
| 28 | AURIS MED HLDG AG | 84 | 0 | 0.00% | ||
| 29 | CHIMERIX INC | 22 | 0 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000724683-16-000088, filed 2016.02.16).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
