Dark
Light
System
Institutional Investment Manager
BAILARD, INC.
BAILARD, INC. (CIK: 0000750641) incorporated in California, located at 950 Tower Lane Suite 1900, Foster City, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001085146-16-004184) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 318,551 66,728 8.06%
2 ISHARES TR 651,626 53,688 6.48%
3 VANGUARD BD INDEX FDS 631,703 53,253 6.43%
4 VANGUARD INDEX FDS 447,651 47,970 5.79%
5 ISHARES TR 376,796 42,433 5.12%
6 SPDR SER TR 336,655 17,031 2.06%
7 SPDR SER TR 329,597 16,177 1.95%
8 ISHARES TR 126,352 15,421 1.86%
9 ISHARES TR 121,038 14,141 1.71%
10 APPLE INC 147,340 14,086 1.70%
11 MICROSOFT CORP 186,292 9,533 1.15%
12 VANGUARD WORLD FD 88,858 9,516 1.15%
13 ISHARES TR 80,477 9,122 1.10%
14 JOHNSON & JOHNSON 69,618 8,445 1.02%
15 SELECT SECTOR SPDR TR 356,313 8,144 0.98%
16 TEVA PHARMACEUTICAL INDS LTD 160,406 8,057 0.97%
17 VANGUARD WORLD FDS 55,450 7,830 0.95%
18 POWERSHARES QQQ TRUST 71,803 7,721 0.93%
19 VANGUARD INTL EQUITY INDEX F 178,919 7,667 0.93%
20 VANGUARD WORLD FD 56,075 7,317 0.88%
21 FACEBOOK INC 61,365 7,013 0.85%
22 VANGUARD WORLD FDS 55,943 6,824 0.82%
23 VANGUARD INDEX FDS 74,338 6,592 0.80%
24 ISHARES TR 43,826 6,547 0.79%
25 ISHARES TR 30,570 6,435 0.78%
26 ISHARES TR 35,316 5,940 0.72%
27 VANGUARD WORLD FDS 54,022 5,741 0.69%
28 VANGUARD SCOTTSDALE FDS 68,226 5,515 0.67%
29 ALPHABET INC 7,586 5,337 0.64%
30 VANGUARD TAX-MANAGED FDS 147,086 5,201 0.63%
31 EXXON MOBIL CORP 51,320 4,811 0.58%
32 HUNTINGTON INGALLS INDS INC 28,371 4,767 0.58%
33 VANGUARD INTL EQUITY INDEX F 134,760 4,748 0.57%
34 ACCENTURE PLC IRELAND 41,808 4,736 0.57%
35 CISCO SYS INC 165,009 4,734 0.57%
36 HOME DEPOT INC 35,816 4,573 0.55%
37 INTERNATIONAL BUSINESS MACHS 29,880 4,535 0.55%
38 JPMORGAN CHASE & CO 69,496 4,319 0.52%
39 INTEL CORP 130,130 4,268 0.52%
40 VANGUARD INDEX FDS 39,370 4,146 0.50%
41 GENERAL MLS INC 51,779 3,693 0.45%
42 ISHARES MSCI ACWI EX US IDX FD 94,340 3,675 0.44%
43 DISCOVER FINL SVCS 67,389 3,611 0.44%
44 UNITED PARCEL SERVICE INC 33,328 3,590 0.43%
45 SPDR SERIES TRUST 116,260 3,578 0.43%
46 SPROTT PHYSICAL GOLD TRUST 306,275 3,363 0.41%
47 MEDTRONIC PLC 38,537 3,344 0.40%
48 ALASKA AIR GROUP INC 57,031 3,324 0.40%
49 VISA INC 44,549 3,304 0.40%
50 ALPHABET INC 4,770 3,301 0.40%
Page 1 of 6
New Holding filing (0001085146-18-000244) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
1 BANCO MACRO SA 7,000 520 45.98%
2 ADECOAGRO S A 30,000 329 29.09%
3 BANCO BRADESCO S A 40,000 282 24.93%
Restatement filing (0001085146-18-000243) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
1 ImmunoCellular Therapeutics Lt 2,250,000 518 0.06%
2 ISHARES TR 651,626 53,688 6.40%
3 VANGUARD BD INDEX FDS 631,703 53,253 6.35%
4 BIODELIVERY SCIENCES INTL IN 558,000 1,317 0.16%
5 NEOVASC INC 529,250 273 0.03%
6 VANGUARD INDEX FDS 447,651 47,970 5.72%
7 ISHARES TR 376,796 42,433 5.06%
8 OHR PHARMACEUTICAL INC 365,000 1,000 0.12%
9 SELECT SECTOR SPDR TR 356,313 8,144 0.97%
10 SPDR SER TR 336,655 17,031 2.03%
11 SPDR SER TR 329,597 16,177 1.93%
12 SPDR S&P 500 ETF TR 318,551 66,728 7.95%
13 IMMUNOMEDICS INCORPORATED 315,000 731 0.09%
14 SPROTT PHYSICAL GOLD TRUST 306,275 3,363 0.40%
15 OCULAR THERAPEUTIX INC 219,752 1,088 0.13%
16 ARBUTUS BIOPHARMA CORP 215,000 748 0.09%
17 AGENUS INC 213,000 863 0.10%
18 FLEX LTD 198,675 2,344 0.28%
19 MICROSOFT CORP 186,292 9,533 1.14%
20 VANGUARD INTL EQUITY INDEX F 178,919 7,667 0.91%
21 CISCO SYS INC 165,009 4,734 0.56%
22 TEVA PHARMACEUTICAL INDS LTD 160,406 8,057 0.96%
23 ECOPETROL S A 147,700 1,412 0.17%
24 APPLE INC 147,340 14,086 1.68%
25 VANGUARD TAX-MANAGED FDS 147,086 5,201 0.62%
26 GOLD FIELDS LTD NEW 140,600 689 0.08%
27 VANGUARD INTL EQUITY INDEX F 134,760 4,748 0.57%
28 INTEL CORP 130,130 4,268 0.51%
29 ISHARES TR 126,352 15,421 1.84%
30 ISHARES TR 121,038 14,141 1.68%
31 SPDR SERIES TRUST 116,260 3,578 0.43%
32 AERIE PHARMACEUTICALS INC COM 113,000 1,989 0.24%
33 BT GROUP PLC 108,440 3,020 0.36%
34 FLAMEL TECHNOLOGIES SA SPONSORED ADR 103,000 1,106 0.13%
35 DIAMOND RESORTS INTL INC COM 97,205 2,912 0.35%
36 STEMLINE THERAPEUTICS INC 94,785 642 0.08%
37 ISHARES MSCI ACWI EX US IDX FD 94,340 3,675 0.44%
38 VANECK VECTORS ETF TR 90,140 1,570 0.19%
39 VANGUARD WORLD FD 88,858 9,516 1.13%
40 NEURODERM LTD 86,500 1,406 0.17%
41 TAIWAN SEMICONDUCTOR MFG LTD 85,553 2,244 0.27%
42 ISHARES TR 80,477 9,122 1.09%
43 MOBILE TELESYSTEMS PJSC 78,000 646 0.08%
44 INFOSYS LTD 75,684 1,351 0.16%
45 VANGUARD INDEX FDS 74,338 6,592 0.79%
46 POWERSHARES QQQ TRUST 71,803 7,721 0.92%
47 SELECT SECTOR SPDR TR 70,497 3,057 0.36%
48 COMPANIA DE MINAS BUENAVENTU 70,200 839 0.10%
49 JOHNSON & JOHNSON 69,618 8,445 1.01%
50 JPMORGAN CHASE & CO 69,496 4,319 0.51%
Page 1 of 6