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Institutional Investment Manager
BAILARD, INC.
BAILARD, INC. (CIK: 0000750641) incorporated in California, located at 950 Tower Lane Suite 1900, Foster City, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001085146-16-004676) filed in 2016.11.09
#
Name
Shares
Value ($)
%
Options
Notes
101 VERIZON COMMUNICATIONS INC 51,888 2,697 0.25%
102 VANGUARD WORLD FD 25,125 2,687 0.24%
103 VANGUARD SCOTTSDALE FDS 29,962 2,684 0.24%
104 ISHARES TR 28,041 2,663 0.24%
105 ISHARES COHEN & STEERS REIT ETF 24,465 2,566 0.23%
106 SCHWAB EMERGING MARKETS EQUITY ETF 108,778 2,508 0.23%
107 SPARK THERAPEUTICS INCORPORATED 40,600 2,442 0.22%
108 US FOODS HLDG CORP 102,505 2,420 0.22%
109 TRINSEO S A 42,760 2,419 0.22%
110 ISHARES TR 55,565 2,309 0.21%
111 ALLSTATE CORP 32,729 2,264 0.21%
112 SCHWAB U.S. LARGE-CAP ETF 43,713 2,256 0.21%
113 UNITEDHEALTH GROUP INC 15,954 2,234 0.20%
114 CUMMINS INC 17,218 2,206 0.20%
115 ENERSYS 31,410 2,173 0.20%
116 OCULAR THERAPEUTIX INC 314,752 2,162 0.20%
117 SPDR S&P MIDCAP 400 ETF TR 7,437 2,099 0.19%
118 DANAHER CORP DEL 26,696 2,093 0.19%
119 ISHARES TR 25,856 2,085 0.19%
120 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 18,671 2,079 0.19%
121 PRAXAIR INC 16,856 2,037 0.19%
122 VANGUARD WORLD FDS 18,173 1,943 0.18%
123 OCCIDENTAL PETE CORP DEL 26,354 1,922 0.18%
124 MAGELLAN HEALTH INC COM NEW 35,228 1,893 0.17%
125 CHEVRON CORP NEW 17,974 1,850 0.17%
126 KAR AUCTION SVCS INC 42,080 1,816 0.17%
127 ISHARES TR 16,545 1,750 0.16%
128 SPIRIT AEROSYSTEMS HLDGS INC 38,945 1,735 0.16%
129 KLA-TENCOR CORP 24,677 1,720 0.16%
130 NORTHROP GRUMMAN CORP 8,007 1,713 0.16%
131 Nice Systems LTD Sponsored 25,099 1,680 0.15%
132 TARO PHARMACEUTICAL INDS LTD 15,000 1,658 0.15%
133 AUTOZONE INC 2,097 1,611 0.15%
134 SELECT SECTOR SPDR TR 49,114 1,609 0.15%
135 NEURODERM LTD 86,500 1,599 0.15%
136 BIOGEN INC 5,056 1,583 0.14%
137 BALL CORP 19,265 1,579 0.14%
138 WELLS FARGO & CO NEW 34,450 1,525 0.14%
139 BIODELIVERY SCIENCES INTL IN 558,000 1,507 0.14%
140 FLAMEL TECHNOLOGIES SA SPONSORED ADR 120,700 1,497 0.14%
141 VANGUARD WORLD FDS 15,668 1,479 0.13%
142 PROCTER AND GAMBLE CO 16,160 1,450 0.13%
143 PPG INDS INC 13,761 1,422 0.13%
144 ORACLE CORP 35,411 1,391 0.13%
145 ZOGENIX INC 121,400 1,388 0.13%
146 AMGEN INC 8,279 1,381 0.13%
147 REYNOLDS AMERICAN INC 28,803 1,358 0.12%
148 AMAZON COM INC 1,546 1,294 0.12%
149 GENERAL DYNAMICS CORP 8,003 1,242 0.11%
150 Spectra Energy Corp Com 28,997 1,240 0.11%
Page 3 of 7
New Holding filing (0001085146-18-000246) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
1 BANCO MACRO SA 7,000 548 60.15%
2 BANCO BRADESCO S A 40,000 363 39.85%
Restatement filing (0001085146-18-000245) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
1 BERKSHIRE HATHAWAY INC DEL 1 216 0.02%
2 ISHARES TR 842 244 0.02%
3 LOCKHEED MARTIN CORP 1,032 247 0.02%
4 BARD C R INC 1,155 259 0.02%
5 MCKESSON CORP 1,265 211 0.02%
6 SIMON PPTY GROUP INC NEW 1,433 297 0.03%
7 AMAZON COM INC 1,546 1,294 0.12%
8 AIR PRODS & CHEMS INC 1,563 235 0.02%
9 PUBLIC STORAGE 1,581 353 0.03%
10 BOEING CO 1,640 216 0.02%
11 BECTON DICKINSON & CO 1,789 322 0.03%
12 AUTOZONE INC 2,097 1,611 0.15%
13 ESSEX PPTY TR INC 2,139 476 0.04%
14 CELGENE CORP 2,223 232 0.02%
15 ADOBE INC 2,228 242 0.02%
16 ISHARES TR 2,256 394 0.04%
17 BOSTON PROPERTIES INC 2,375 324 0.03%
18 AMERICAN NATL INS CO COM 2,400 293 0.03%
19 CROWN CASTLE INTL CORP NEW 2,449 231 0.02%
20 ELECTRONIC ARTS INC 2,483 212 0.02%
21 ALEX REAL ESTATE EQ 2,660 289 0.03%
22 ECOLAB INC 2,664 324 0.03%
23 NEXTERA ENERGY INC 2,865 350 0.03%
24 VANGUARD SPECIALIZED FUNDS 2,880 242 0.02%
25 SL GREEN RLTY CORP 2,898 313 0.03%
26 ISHARES 20 YEAR TREASURY BOND ETF 2,910 400 0.04%
27 MID AMER APT CMNTYS INC 3,000 282 0.03%
28 ISHARES TR 3,000 242 0.02%
29 EDISON INTL 3,017 218 0.02%
30 QUALCOMM INC 3,318 227 0.02%
31 DUKE ENERGY CORP NEW 3,446 276 0.03%
32 FEDERAL REALTY INVS 3,475 535 0.05%
33 DIGITAL RLTY TR INC 3,485 338 0.03%
34 EPR PPTYS 3,718 293 0.03%
35 CATERPILLAR INC 3,852 342 0.03%
36 CONSOLIDATED EDISON INC 3,874 292 0.03%
37 SAP SE 3,936 360 0.03%
38 ISHARES TR 4,000 209 0.02%
39 VANGUARD INTL EQUITY INDEX F 4,008 225 0.02%
40 PHILIP MORRIS INTL INC 4,024 391 0.04%
41 NORFOLK SOUTHERN CORP 4,038 392 0.04%
42 ISHARES INC 4,075 300 0.03%
43 EQUITY RESIDENTIAL 4,110 264 0.02%
44 SELECT SECTOR SPDR TR 4,130 292 0.03%
45 SELECT SECTOR SPDR TR 4,215 337 0.03%
46 LABORATORY CORP AMER HLDGS 4,240 583 0.05%
47 ALTRIA GROUP INC 4,290 271 0.03%
48 AMERICAN ELEC PWR INC 4,305 276 0.03%
49 TEXAS INSTRS INC 4,308 302 0.03%
50 VANGUARD SCOTTSDALE FDS 4,349 395 0.04%
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