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Institutional Investment Manager
BAILARD, INC.
BAILARD, INC. (CIK: 0000750641) incorporated in California, located at 950 Tower Lane Suite 1900, Foster City, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001085146-16-004676) filed in 2016.11.09
#
Name
Shares
Value ($)
%
Options
Notes
1 POWERSHARES QQQ TRUST 509,230 60,456 5.51%
2 ISHARES TR 1,540,944 57,708 5.26%
3 ISHARES RUSSELL 2000 VALUE ETF 524,997 54,993 5.01%
4 SPDR GOLD TR 437,116 54,918 5.01%
5 VANGUARD INDEX FDS 457,132 50,892 4.64%
6 ISHARES TR 413,702 46,508 4.24%
7 SPDR SER TR 500,658 24,457 2.23%
8 APPLE INC 181,502 20,519 1.87%
9 SPDR SER TR 359,078 17,983 1.64%
10 ISHARES TR 136,537 16,479 1.50%
11 ISHARES TR 128,813 16,077 1.47%
12 MICROSOFT CORP 265,492 15,292 1.39%
13 SPDR S&P 500 ETF TR 69,607 15,056 1.37%
14 ISHARES TR 118,231 13,341 1.22%
15 JOHNSON & JOHNSON 95,794 11,316 1.03%
16 VANGUARD WORLD FD 88,968 10,709 0.98%
17 GLAXOSMITHKLINE PLC 500,000 10,671 0.97%
18 ISHARES TR 67,069 10,376 0.95%
19 FACEBOOK INC 78,996 10,133 0.92%
20 ALPHABET INC 12,346 9,927 0.90%
21 VANGUARD INTL EQUITY INDEX F 211,797 9,622 0.88%
22 ISHARES TR 51,810 9,031 0.82%
23 ACCENTURE PLC IRELAND 69,553 8,497 0.77%
24 JPMORGAN CHASE & CO 126,710 8,438 0.77%
25 VANGUARD INDEX FDS 96,559 8,376 0.76%
26 ISHARES TR 38,216 8,314 0.76%
27 VANGUARD SCOTTSDALE FDS 99,374 8,005 0.73%
28 VANGUARD INTL EQUITY INDEX F 205,510 7,733 0.70%
29 HOME DEPOT INC 59,684 7,680 0.70%
30 VANGUARD WORLD FDS 55,865 7,647 0.70%
31 VANGUARD WORLD FD 55,734 7,407 0.68%
32 VANGUARD TAX-MANAGED FDS 196,652 7,357 0.67%
33 CISCO SYS INC 231,621 7,347 0.67%
34 VANGUARD WORLD FDS 55,529 6,982 0.64%
35 INTEL CORP 181,053 6,835 0.62%
36 SELECT SECTOR SPDR TR 351,623 6,786 0.62%
37 VISA INC 79,353 6,563 0.60%
38 UNITED PARCEL SERVICE INC 57,831 6,324 0.58%
39 DISCOVER FINL SVCS 106,627 6,030 0.55%
40 VANGUARD WORLD FDS 53,417 5,924 0.54%
41 PNC FINL SVCS GROUP INC 65,498 5,901 0.54%
42 GENERAL MLS INC 90,522 5,783 0.53%
43 ALPHABET INC 7,341 5,706 0.52%
44 MEDTRONIC PLC 65,971 5,700 0.52%
45 KIMBERLY CLARK CORP 43,019 5,426 0.49%
46 EXXON MOBIL CORP 61,602 5,377 0.49%
47 NXP SEMICONDUCTORS N V 52,657 5,372 0.49%
48 COSTCO WHSL CORP NEW 34,826 5,311 0.48%
49 DISNEY WALT CO 57,113 5,304 0.48%
50 TJX COS INC NEW 69,401 5,190 0.47%
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New Holding filing (0001085146-18-000246) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
1 BANCO BRADESCO S A 40,000 363 39.85%
2 BANCO MACRO SA 7,000 548 60.15%
Restatement filing (0001085146-18-000245) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
101 ISHARES TR 28,041 2,663 0.25%
102 ISHARES COHEN & STEERS REIT ETF 24,465 2,566 0.24%
103 SCHWAB EMERGING MARKETS EQUITY ETF 108,778 2,508 0.23%
104 SPARK THERAPEUTICS INCORPORATED 40,600 2,442 0.23%
105 US FOODS HLDG CORP 102,505 2,420 0.22%
106 TRINSEO S A 42,760 2,419 0.22%
107 ISHARES TR 55,565 2,309 0.21%
108 ALLSTATE CORP 32,729 2,264 0.21%
109 SCHWAB U.S. LARGE-CAP ETF 43,713 2,256 0.21%
110 UNITEDHEALTH GROUP INC 15,954 2,234 0.21%
111 CUMMINS INC 17,218 2,206 0.20%
112 ENERSYS 31,410 2,173 0.20%
113 NETEASE INC 9,000 2,167 0.20%
114 OCULAR THERAPEUTIX INC 314,752 2,162 0.20%
115 SPDR S&P MIDCAP 400 ETF TR 7,437 2,099 0.19%
116 DANAHER CORP DEL 26,696 2,093 0.19%
117 ISHARES TR 25,856 2,085 0.19%
118 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 18,671 2,079 0.19%
119 PRAXAIR INC 16,856 2,037 0.19%
120 VANGUARD WORLD FDS 18,173 1,943 0.18%
121 OCCIDENTAL PETE CORP DEL 26,354 1,922 0.18%
122 MAGELLAN HEALTH INC COM NEW 35,228 1,893 0.17%
123 CHEVRON CORP NEW 17,974 1,850 0.17%
124 KAR AUCTION SVCS INC 42,080 1,816 0.17%
125 ISHARES TR 16,545 1,750 0.16%
126 SPIRIT AEROSYSTEMS HLDGS INC 38,945 1,735 0.16%
127 KLA-TENCOR CORP 24,677 1,720 0.16%
128 NORTHROP GRUMMAN CORP 8,007 1,713 0.16%
129 Nice Systems LTD Sponsored 25,099 1,680 0.16%
130 TARO PHARMACEUTICAL INDS LTD 15,000 1,658 0.15%
131 AUTOZONE INC 2,097 1,611 0.15%
132 SELECT SECTOR SPDR TR 49,114 1,609 0.15%
133 NEURODERM LTD 86,500 1,599 0.15%
134 BIOGEN INC 5,056 1,583 0.15%
135 BALL CORP 19,265 1,579 0.15%
136 WELLS FARGO & CO NEW 34,450 1,525 0.14%
137 BIODELIVERY SCIENCES INTL IN 558,000 1,507 0.14%
138 FLAMEL TECHNOLOGIES SA SPONSORED ADR 120,700 1,497 0.14%
139 VANGUARD WORLD FDS 15,668 1,479 0.14%
140 PROCTER AND GAMBLE CO 16,160 1,450 0.13%
141 PPG INDS INC 13,761 1,422 0.13%
142 ORACLE CORP 35,411 1,391 0.13%
143 ZOGENIX INC 121,400 1,388 0.13%
144 AMGEN INC 8,279 1,381 0.13%
145 REYNOLDS AMERICAN INC 28,803 1,358 0.13%
146 CREDICORP LTD 8,557 1,302 0.12%
147 AMAZON COM INC 1,546 1,294 0.12%
148 GENERAL DYNAMICS CORP 8,003 1,242 0.11%
149 Spectra Energy Corp Com 28,997 1,240 0.11%
150 CAPITAL ONE FINL CORP 17,072 1,226 0.11%
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