Dark
Light
System
Institutional Investment Manager
STEPHENS INC /AR/
STEPHENS INC /AR/ (CIK: 0000757657) incorporated in Arkansas, located at 111 Center St, Little Rock, AR. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000757657-16-000062) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
501 VANGUARD WORLD FDS 10,186 503 0.02%
502 BARRICK GOLD CORP 28,290 501 0.02%
503 BLACKROCK INC 1,382 501 0.02%
504 EURONET WORLDWIDE INC 6,107 500 0.02%
505 BANKRATE INC DEL COM 58,204 494 0.02%
506 TIME WARNER INC 6,192 493 0.02%
507 AMERICAN INTL GROUP INC 8,265 490 0.02%
508 WAGEWORKS INC COM 8,021 489 0.02%
509 SOUTHWESTERN ENERGY CO 35,091 486 0.02%
510 FLOTEK INDS INC DEL COM NEW 33,200 483 0.02%
511 DORCHESTER MINERALS LP 31,276 482 0.02%
512 BROWN FORMAN CORP 9,998 474 0.02%
513 LINEAR TECHNOLOGY CORP 7,965 472 0.02%
514 CLEARBRIDGE ENERGY MLP FD INCORPORATED 28,967 472 0.02%
515 HERCULES CAPITAL INC 34,541 468 0.02%
516 TESLA INC 2,267 463 0.02%
517 CDN IMPERIAL BK COMM TORONTO 5,928 460 0.02%
518 DEPHEID 8,720 459 0.02%
519 LINCOLN NATL CORP IND 9,737 457 0.02%
520 NATIONAL CINEMEDIA INC 31,054 457 0.02%
521 GLOBAL X FDS 39,250 456 0.02%
522 GOVERNMENT PPTYS INCOME TR 20,097 455 0.02%
523 VCA 6,463 452 0.02%
524 APPLIED MATLS INC 14,916 450 0.02%
525 VARIAN MED SYS INC 4,514 449 0.02%
526 ARCHER DANIELS MIDLAND CO 10,640 449 0.02%
527 ISHARES S&P GSCI COMMODITY I 30,213 448 0.02%
528 COMMERCE BANCSHARES INC 9,005 444 0.02%
529 NATIONAL INSTRS CORP 15,609 443 0.02%
530 FIRST TRUST EXCH TRADED FUND 2 UTILITIES ALPH ETF 17,070 443 0.02%
531 FIRST TRUST EXCH TRADED FUND 2 CONSUMR STAPLE ETF 9,524 442 0.02%
532 MARKETAXESS HLDGS INC 2,666 441 0.02%
533 FIRST TRUST EXCH TRADED FUND 2 ENERGY ALPHADX ETF 28,415 438 0.02%
534 W P CAREY INC 6,769 437 0.02%
535 CROSS TIMBERS RTY TR 23,817 434 0.02%
536 CABELAS INC 7,882 433 0.02%
537 FIRST TR ENERGY INCOME GRO 15,966 433 0.02%
538 ISHARES 10-20 YEAR TREASURY BOND ETF 2,980 432 0.02%
539 CM FIN INC 47,246 430 0.02%
540 NUVASIVE INC 6,415 428 0.02%
541 CHECK POINT SOFTWARE TECH LT 5,473 425 0.02%
542 ALASKA AIR GROUP INC 6,401 422 0.02%
543 TYLER TECHNOLOGIES INC 2,453 420 0.02%
544 BUCKEYE PARTNERS L P 5,833 418 0.02%
545 ANSYS 4,498 417 0.02%
546 IMAX CORP 14,211 412 0.02%
547 CORE-MARK HLDG CO INC COM 11,463 410 0.02%
548 SYMANTEC CORP 16,298 409 0.02%
549 Western Gas Equity Partners, L.P. 9,520 405 0.02%
550 COPART INC 7,518 403 0.02%
Page 11 of 16
Restatement filing (0000757657-16-000068) filed in 2016.11.30
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 40,248 7,093 0.31%
2 ABBOTT LABS 168,566 7,129 0.31%
3 ABBVIE INC 316,283 19,948 0.87%
4 ABIOMED INC 12,340 1,587 0.07%
5 ACADIA COMPANY COM 6,933 344 0.02%
6 ACTUANT CORP 110,291 2,563 0.11%
7 ACUITY BRANDS INC 989 262 0.01%
8 ADOBE INC 41,826 4,540 0.20%
9 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 11,756 69 0.00%
10 ADVISORSHARES TR 18,000 173 0.01%
11 ADVISORY BRD CO 13,987 626 0.03%
12 AEGON N V 19,255 74 0.00%
13 AEROVIRONMENT INC 200 5 0.00%
14 AETNA INC NEW 4,496 519 0.02%
15 AFFILIATED MANAGERS GROUP 1,874 271 0.01%
16 AFLAC INC 58,165 4,180 0.18%
17 AGCO CORP 4,890 241 0.01%
18 AGREE RLTY CORP COM 29,452 1,456 0.06%
19 AIR METHODS CORP 32,137 1,012 0.04%
20 AIR PRODS & CHEMS INC 16,200 2,436 0.11%
21 AIRCASTLE LTD 18,492 367 0.02%
22 AKAMAI TECHNOLOGIES INC 7,297 387 0.02%
23 AKORN INCORPORATED 122 3 0.00%
24 ALASKA AIR GROUP INC 6,401 422 0.02%
25 ALEX REAL ESTATE EQ 37,835 4,115 0.18%
26 ALEXION PHARMACEUTICALS INC 2,769 339 0.01%
27 ALIGN TECHNOLOGY INC 81,292 7,621 0.33%
28 ALLEGIANT TRAVEL CO COM 5,090 672 0.03%
29 ALLIANT ENERGY CORP 47,898 1,835 0.08%
30 ALLIANZGI DIVIDEND INT PRM 20,490 259 0.01%
31 ALLSTATE CORP 4,372 302 0.01%
32 ALPS ETF TR 507,227 6,437 0.28%
33 ALTRIA GROUP INC 309,063 19,542 0.86%
34 AMAZON COM INC 5,532 4,632 0.20%
35 AMBEV SA 34,185 208 0.01%
36 AMERICAN AIRLS GROUP INC 8,529 312 0.01%
37 AMERICAN CAMPUS CMNTYS INC 45,443 2,312 0.10%
38 AMERICAN CAP LTD 31,684 536 0.02%
39 AMERICAN ELEC PWR INC 45,851 2,944 0.13%
40 AMERICAN EXPRESS CO 72,771 4,660 0.20%
41 AMERICAN INTL GROUP INC 8,265 490 0.02%
42 AMERICAN TOWER CORP NEW 45,742 5,184 0.23%
43 AMERICAN WTR WKS CO INC NEW 7,380 552 0.02%
44 AMERIPRISE FINL INC 3,917 391 0.02%
45 AMERIS BANCORP 22,777 796 0.03%
46 AMERISOURCEBERGEN CORP 4,716 381 0.02%
47 AMETEK INC NEW 5,375 257 0.01%
48 AMGEN INC 25,066 4,181 0.18%
49 AMPHENOL CORP NEW 99,047 6,430 0.28%
50 AMSURG CORP 28,597 1,917 0.08%
Page 1 of 16