Dark
Light
System
Institutional Investment Manager
STEPHENS INC /AR/
STEPHENS INC /AR/ (CIK: 0000757657) incorporated in Arkansas, located at 111 Center St, Little Rock, AR. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000757657-16-000062) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
101 BANK OF THE OZARKS INC 123,825 4,755 0.21%
102 EOG RES INC 48,512 4,692 0.21%
103 AMERICAN EXPRESS CO 72,771 4,660 0.20%
104 AMAZON COM INC 5,532 4,632 0.20%
105 AUTOMATIC DATA PROCESSING IN 52,198 4,604 0.20%
106 FEDEX CORP 26,183 4,574 0.20%
107 CVS HEALTH CORP 51,239 4,560 0.20%
108 ADOBE INC 41,826 4,540 0.20%
109 QUALCOMM INC 65,697 4,500 0.20%
110 PRAXAIR INC 37,015 4,473 0.20%
111 VERISIGN 57,046 4,463 0.20%
112 ZIONS BANCORPORATION 140,930 4,372 0.19%
113 COMCAST CORP NEW 65,031 4,314 0.19%
114 PLAINS ALL AMERN PIPELINE L 137,186 4,309 0.19%
115 SCRIPPS NETWORKS INTERACT IN 67,729 4,300 0.19%
116 ISHARES TR 31,918 4,245 0.19%
117 ISHARES TR 34,540 4,234 0.19%
118 SELECT SECTOR SPDR TR 87,689 4,190 0.18%
119 AMGEN INC 25,066 4,181 0.18%
120 AFLAC INC 58,165 4,180 0.18%
121 CONSOLIDATED EDISON INC 55,065 4,146 0.18%
122 HOSPITALITY PPTYS TR 138,519 4,117 0.18%
123 COLGATE PALMOLIVE CO 55,529 4,117 0.18%
124 ALEX REAL ESTATE EQ 37,835 4,115 0.18%
125 FIRST TR EXCHANGE TRADED FD 50,316 4,104 0.18%
126 BLACKSTONE GROUP L P 156,022 3,983 0.17%
127 STARBUCKS CORP 72,710 3,937 0.17%
128 ILLINOIS TOOL WKS INC 32,175 3,856 0.17%
129 POWERSHARES QQQ TRUST 32,359 3,842 0.17%
130 KINDER MORGAN INC DEL 165,725 3,833 0.17%
131 BECTON DICKINSON & CO 21,267 3,822 0.17%
132 DOW CHEM CO 73,692 3,819 0.17%
133 SCHLUMBERGER LTD 47,556 3,740 0.16%
134 NEXTERA ENERGY INC 30,332 3,710 0.16%
135 PRICE T ROWE GROUP INC 55,773 3,709 0.16%
136 Energy Transfer Partners, L.P. 98,478 3,644 0.16%
137 MICROCHIP TECHNOLOGY INC. 58,319 3,624 0.16%
138 SUNTRUST BKS INC 82,444 3,611 0.16%
139 DORMAN PRODUCTS INC 56,398 3,604 0.16%
140 TRACTOR SUPPLY CO 52,888 3,562 0.16%
141 TJX COS INC NEW 47,615 3,561 0.16%
142 UNITEDHEALTH GROUP INC 25,313 3,544 0.16%
143 RAYTHEON CO 25,783 3,510 0.15%
144 YUM BRANDS INC 38,227 3,471 0.15%
145 POWERSHARES ETF TRUST 81,363 3,451 0.15%
146 EATON CORP PLC 52,434 3,445 0.15%
147 TARGET CORP 49,799 3,420 0.15%
148 SELECT SECTOR SPDR TR 42,666 3,415 0.15%
149 DIGITAL RLTY TR INC 35,128 3,412 0.15%
150 FEDERAL REALTY INVS 22,045 3,393 0.15%
Page 3 of 16
Restatement filing (0000757657-16-000068) filed in 2016.11.30
#
Name
Shares
Value ($)
%
Options
Notes
1 AKORN INCORPORATED 122 3 0.00%
2 ROPER TECHNOLOGIES INC 15 3 0.00%
3 MIMEDX GROUP INC COM 500 4 0.00%
4 CINEMARK HOLDINGS INC 119 5 0.00%
5 AEROVIRONMENT INC 200 5 0.00%
6 RPC INC 387 7 0.00%
7 PAPA JOHNS INTL INC 103 8 0.00%
8 Forum Energy Technologies Inc 436 9 0.00%
9 NAVIDEA BIOPHARM INC 15,000 14 0.00%
10 IPG PHOTONICS CORP 190 16 0.00%
11 Parexel International Corp. 285 20 0.00%
12 EXCO RESOURCES INC 21,502 23 0.00%
13 QUALYS INC 672 26 0.00%
14 HUB GROUP INC CL A 634 26 0.00%
15 BIODELIVERY SCIENCES INTL IN 10,000 27 0.00%
16 AUTODESK INC 430 31 0.00%
17 FIREEYE INC 2,198 32 0.00%
18 IMMUNOMEDICS INCORPORATED 10,000 33 0.00%
19 TIDEWATER INC 11,900 34 0.00%
20 HEALTHSTREAM INC COM 1,246 34 0.00%
21 TASER INTL INC 1,219 35 0.00%
22 IMATION CORP 66,664 42 0.00%
23 TREX CO INC COM 723 42 0.00%
24 TRIPADVISOR INC 706 45 0.00%
25 FLIR SYS INC 1,460 46 0.00%
26 CABOT OIL & GAS CORP 1,810 47 0.00%
27 RESEARCH FRONTIERS INC 20,000 52 0.00%
28 SPS COMM INC COM 722 53 0.00%
29 TABLEAU SOFTWARE INC 969 54 0.00%
30 HILLTOP HOLDINGS INC 2,458 55 0.00%
31 XILINX INC 1,221 66 0.00%
32 SYNERGY PHARMACEUTICALS DEL 12,000 66 0.00%
33 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 11,756 69 0.00%
34 MICROSEMI CORP 1,701 71 0.00%
35 HOLOGIC INC 1,876 73 0.00%
36 GOLDMAN SACHS MLP ENERGY RENAI 10,000 73 0.00%
37 AEGON N V 19,255 74 0.00%
38 LAM RESEARCH CORP 795 75 0.00%
39 Abraxas Petroleum Corp 45,000 76 0.00%
40 MOBILE TELESYSTEMS PJSC 10,256 78 0.00%
41 HENRY SCHEIN INC 476 78 0.00%
42 NEW YORK MTG TR INC 13,150 79 0.00%
43 LIGAND PHARMACEUTICALS INC 801 82 0.00%
44 NOBLE CORP PLC 12,994 82 0.00%
45 MEMORIAL PRODTN PARTNERS LP 47,450 84 0.00%
46 DENTSPLY SIRONA INC 1,457 87 0.00%
47 IMPERVA INC 1,637 88 0.00%
48 POWER INTEGRATIONS INC COM 1,435 90 0.00%
49 MEDIDATA SOLUTIONS INC 1,672 93 0.00%
50 TICC CAPITAL CORP 17,560 102 0.00%
Page 1 of 16