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Institutional Investment Manager
OPPENHEIMER & CO INC
OPPENHEIMER & CO INC (CIK: 0000822581) incorporated in New York, located at 85 Broad St, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 1,221 holdings with a total value of $3,354,668,000.
#
Name
Shares
Value ($)
%
Options
Notes
1151 CENTER COAST MLP & INFRSTR FD COM SHS 10,596 124,000 0.00%
1152 FERROGLOBE PLC SHS 14,300 123,000 0.00%
1153 SPRINT CORP 26,155 119,000 0.00%
1154 NABORS INDUSTRIES LTD 11,700 118,000 0.00%
1155 ISHARES MSCI SINGAP ETF 10,800 118,000 0.00%
1156 BOULDER GROWTH & INCOME FUND COM 14,556 118,000 0.00%
1157 ANTARES PHARMA INC 112,300 118,000 0.00%
1158 Plains Gp Hldgs Lp Npv A 11,244 117,000 0.00%
1159 SIRIUS XM HOLDINGS INC 27,930 110,000 0.00%
1160 ZIOPHARM ONCOLOGY INC 20,100 110,000 0.00%
1161 EXONE CO 10,400 110,000 0.00%
1162 BLACKROCK ENHANCED EQT DIV T 13,810 109,000 0.00%
1163 QUINSTREET INC COM USD0.001 30,350 108,000 0.00%
1164 EATON VANCE SR INCOME TR 18,000 108,000 0.00%
1165 NUVEEN PREFERRED SECURITIES 11,711 108,000 0.00%
1166 PETROLEO BRASILEIRO SA PETRO 14,867 107,000 0.00%
1167 GENWORTH FINL INC 39,826 103,000 0.00%
1168 BANCO SANTANDER SA 24,944 97,000 0.00%
1169 PIER 1 IMPORTS INC 18,700 96,000 0.00%
1170 B2GOLD CORP 37,000 93,000 0.00%
1171 TONIX PHARMACEUTICALS HOLDING 45,500 91,000 0.00%
1172 SEADRILL PARTNERS LLC 16,395 88,000 0.00%
1173 MANNKIND CORP. 73,590 86,000 0.00%
1174 BIOBLAST PHARMA LTD 51,600 82,000 0.00%
1175 MFS INTERMEDIATE INCOME TRUST SH BEN INT 17,500 81,000 0.00%
1176 TICC CAPITAL CORP 15,014 80,000 0.00%
1177 ABILITY INC 19,509 76,000 0.00%
1178 FIFTH STREET FINANCE CORP 15,200 74,000 0.00%
1179 Lloyds Banking Group Plc 24,982 74,000 0.00%
1180 ALLOT COMMUNICATIONS LTD 15,100 74,000 0.00%
1181 XUNLEI LTD SPONSORED ADR 14,000 73,000 0.00%
1182 Bank of America Corp Warrants Exp 01/16/19 20,300 71,000 0.00%
1183 VOYA PRIME RATE TR 13,500 69,000 0.00%
1184 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 12,452 68,000 0.00%
1185 EV Energy Partners, L.P. 28,549 65,000 0.00%
1186 IMMUNOMEDICS INCORPORATED 27,770 64,000 0.00%
1187 NANTKWEST INC COM 10,100 63,000 0.00%
1188 OCH-ZIFF CAP MGMT GROUP CL A SHS 16,000 61,000 0.00%
1189 ArQule Inc 26,000 49,000 0.00%
1190 FORTRESS INVESTMENT GROUP LL 10,631 47,000 0.00%
1191 APPLIED DNA 14,275 46,000 0.00%
1192 PDL BIOPHARMA INC 14,563 46,000 0.00%
1193 ZYNGA INC 15,975 40,000 0.00%
1194 BIOSCRIP INC 15,000 38,000 0.00%
1195 SEADRILL LIMITED 11,100 36,000 0.00%
1196 BONSO ELECTRS INTL INC 26,000 36,000 0.00%
1197 GALENA BIOPHARMA INC 77,600 36,000 0.00%
1198 AEMETIS INC 15,283 35,000 0.00%
1199 Abraxas Petroleum Corp 29,000 33,000 0.00%
1200 CAPSTONE TURBINE CORP 23,420 32,000 0.00%
Page 24 of 25

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004186, filed 2016.08.08).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.