| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Oxbow Advisors, LLC | 1,800,528 | 21,137,000 | 50.26% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 364,948 | 4,284,000 | 10.19% | ||
| 3 | MORGAN STANLEY | 353,818 | 4,154,000 | 9.88% | ||
| 4 | Advisors Asset Management, Inc. | 263,603 | 3,095,000 | 7.36% | ||
| 5 | UBS Group AG | 233,758 | 2,744,000 | 6.52% | ||
| 6 | Invesco Ltd. | 142,257 | 1,670,000 | 3.97% | ||
| 7 | WELLS FARGO & COMPANY/MN | 135,684 | 1,593,000 | 3.79% | ||
| 8 | DOLIVER ADVISORS, LP | 66,714 | 788,000 | 1.87% | ||
| 9 | NUVEEN ASSET MANAGEMENT INC. | 55,203 | 648,000 | 1.54% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 52,194 | 613,000 | 1.46% | ||
| 11 | Bank of New York Mellon Corp | 23,582 | 277,000 | 0.66% | ||
| 12 | Janney Montgomery Scott LLC | 20,000 | 235,000 | 0.56% | ||
| 13 | NORTHERN CAPITAL MANAGEMENT LLC | 14,225 | 167,000 | 0.40% | ||
| 14 | SIT INVESTMENT ASSOCIATES INC | 11,309 | 133,000 | 0.32% | ||
| 15 | STEEL GROVE CAPITAL ADVISORS, LLC | 10,981 | 129,000 | 0.31% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 10,739 | 126,000 | 0.30% | ||
| 17 | OPPENHEIMER & CO INC | 10,596 | 124,000 | 0.29% | ||
| 18 | ROYAL BANK OF CANADA | 5,250 | 62,000 | 0.15% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 2,000 | 23,000 | 0.05% | ||
| 20 | North Star Investment Management Corp. | 1,584 | 19,000 | 0.05% | ||
| 21 | IFP ADVISORS, INC | 1,500 | 18,000 | 0.04% | ||
| 22 | DEUTSCHE BANK AG\ | 1,000 | 11,000 | 0.03% | ||
| 23 | Tower Research Capital LLC (TRC) | 603 | 7,000 | 0.02% | ||
| 24 | Financial Architects, Inc | 200 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
