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Institutional Investment Manager
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
CHARLES SCHWAB INVESTMENT MANAGEMENT INC (CIK: 0000884546) incorporated in Delaware, located at 9800 Schwab Way, Lone Tree, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 3,062 holdings with a total value of $76,172,078,000.
#
Name
Shares
Value ($)
%
Options
Notes
2901 ENZO BIOCHEM INC 43,981 201,000 0.00%
2902 KOPIN CORP 119,900 200,000 0.00%
2903 BSB BANCORP INC MD 8,867 200,000 0.00%
2904 IMPRIVATA INC 15,800 200,000 0.00%
2905 New Home Company Inc (The) 16,049 197,000 0.00%
2906 CHEROKEE INC DEL NEW 10,804 193,000 0.00%
2907 APIGEE CORP 23,147 193,000 0.00%
2908 RENTECH INC 86,115 192,000 0.00%
2909 EXONE CO 14,600 192,000 0.00%
2910 UNIVERSAL TECHNICAL INST INC 43,900 190,000 0.00%
2911 ANTHERA PHARMACEUTICALS I 51,939 189,000 0.00%
2912 ORION GROUP HLDGS INC COM 36,200 188,000 0.00%
2913 LIFETIME BRANDS INC COM 12,400 187,000 0.00%
2914 Inventure Foods Inc 33,000 187,000 0.00%
2915 FLEXION THERAPEUTICS INC 19,943 184,000 0.00%
2916 GULF ISLAND FABRICATION INC 23,144 182,000 0.00%
2917 ALLIED MOTION TECHNOLOGIES 10,104 182,000 0.00%
2918 AUDIOVOX CORP CL A 40,400 181,000 0.00%
2919 GENESIS HEALTHCARE INC 77,689 181,000 0.00%
2920 OCULAR THERAPEUTIX INC 18,570 180,000 0.00%
2921 WILLIAMS CLAYTON ENERGY INC 19,930 178,000 0.00%
2922 SECOND SIGHT MED PRODS INC 36,849 178,000 0.00%
2923 RING ENERGY INC COM 34,800 176,000 0.00%
2924 POWER SOLUTIONS INTL INC 12,749 176,000 0.00%
2925 IMPAC MTG HLDGS INC COM NEW 12,642 176,000 0.00%
2926 EMCORE CORP 34,290 172,000 0.00%
2927 CARA THERAPEUTICS INC 27,617 172,000 0.00%
2928 UNILIFE CORP 250,252 171,000 0.00%
2929 ESCALADE INC 14,500 171,000 0.00%
2930 NEFF CORP COM CL A 22,700 169,000 0.00%
2931 COLLECTORS UNIVERSE INC COM NEW 10,100 168,000 0.00%
2932 Bear State Financial Inc 18,000 167,000 0.00%
2933 Abraxas Petroleum Corp 165,200 167,000 0.00%
2934 BLACK DIAMOND INC 36,700 166,000 0.00%
2935 NUVECTRA CORP COM 30,528 166,000 0.00%
2936 URANIUM ENERGY CORP 220,947 166,000 0.00%
2937 TROVAGENE INC 35,347 165,000 0.00%
2938 LIMELIGHT NETWORKS INC COM 90,900 165,000 0.00%
2939 NANTKWEST INC COM 19,875 164,000 0.00%
2940 PEREGRINE PHARMACEUTICALS IN 388,700 164,000 0.00%
2941 Senomyx Inc 62,400 163,000 0.00%
2942 ZAFGEN INC COM 23,672 159,000 0.00%
2943 CHRISTOPHER & BANKS CORP 65,200 156,000 0.00%
2944 VIVINT SOLAR INC 58,107 154,000 0.00%
2945 VOYAGER THERAPEUTICS INC 17,271 151,000 0.00%
2946 CONFORMIS INCORPORATED 13,700 148,000 0.00%
2947 CARE COM INC 23,800 147,000 0.00%
2948 AVALANCHE BIOTECHNOLOGIES IN 28,209 146,000 0.00%
2949 NATURES SUNSHINE PRODS INC 15,000 144,000 0.00%
2950 NORTHWEST PIPE CO 15,513 144,000 0.00%
Page 59 of 62

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-003596, filed 2016.05.05).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.