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Institutional Investment Manager
MORGAN STANLEY
MORGAN STANLEY (CIK: 0000895421) incorporated in Delaware, registered under Security Brokers, Dealers & Flotation Companies, located at 1585 Broadway, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 6,580 holdings with a total value of $292,794,602,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 RICEBRAN TECHNOLOGIES 605 1,000 0.00%
152 LGL GROUP INC COM 200 1,000 0.00%
153 Violin Memory Inc 1,805 1,000 0.00%
154 BIOBLAST PHARMA LTD 500 1,000 0.00%
155 BROADWAY FINL CORP DEL 331 1,000 0.00%
156 EGAIN CORP 400 1,000 0.00%
157 IAO KUN GROUP HLDG CO LTD 2,000 1,000 0.00%
158 AMEDICA CORP 825 1,000 0.00%
159 BELLEROPHON THERAPEUTICS INC 500 1,000 0.00%
160 UBS AG JERSEY BRH 60 1,000 0.00%
161 BARNWELL INDS INC 432 1,000 0.00%
162 PROOFPOINT INC SR CV BD 0.75 20 1,000 1,000 0.00% PRN
163 PB BANCORP INC 138 1,000 0.00%
164 TOWERSTREAM CORP COM NEW 450 1,000 0.00%
165 STRATA SKIN SCIENCES INC 1,240 1,000 0.00%
166 PEOPLES BANCORP N C INC 50 1,000 0.00%
167 ADCARE HEALTH SYSTEMS INC 280 1,000 0.00%
168 HARVEST NATURAL RESOURCES IN 1,885 1,000 0.00%
169 CHINA AUTO LOGISTICS INC 350 1,000 0.00%
170 CALADRIUS BIOSCIENCES INC 268 1,000 0.00%
171 AMERICAN RLTY INVS INC 174 1,000 0.00%
172 HOUSTON AMERN ENERGY CORP 7,000 1,000 0.00%
173 Marinus Pharmaceuticals Inc 1,100 2,000 0.00%
174 GREENBRIER COS INC 2,000 2,000 0.00% PRN
175 ALMADEN MINERALS LTD 1,700 2,000 0.00%
176 LOMBARD MEDICAL INC 1,863 2,000 0.00%
177 ORION ENERGY SYSTEMS INC 1,300 2,000 0.00%
178 SANDISK CORP 2,000 2,000 0.00% PRN
179 BRAINSTORM CELL THERAPEUTICS 1,000 2,000 0.00%
180 METABOLIX INC 3,841 2,000 0.00%
181 COASTWAY BANCORP INC 121 2,000 0.00%
182 STONE ENERGY CORP 3,000 2,000 0.00% PRN
183 LIGHTINTHEBOX HLDG CO LTD SPONSORED ADR 869 2,000 0.00%
184 BARCLAYS BANK PLC 50 2,000 0.00%
185 EMPIRE RES INC DEL COM 350 2,000 0.00%
186 DBX ETF TR 168 2,000 0.00%
187 IPATH BLOOMBERG PLATINUM SUBINDEX TOTAL RETURN ETN 100 2,000 0.00%
188 AXIS CAPITAL HOLDING 738 2,000 0.00%
189 CHEROKEE INC DEL NEW 231 2,000 0.00%
190 GENETIC TECHNOLOGIES LTD 1,000 2,000 0.00%
191 AKARI THERAPEUTICS PLC 229 2,000 0.00%
192 ACURA PHARMACEUTICALS INC 1,040 2,000 0.00%
193 ADESTO TECHNOLOGIES CORP 1,000 2,000 0.00%
194 Harvest Capital Credit Corp 203 2,000 0.00%
195 OPEXA THERAPEUTICS INC COM PAR $0.01 519 2,000 0.00%
196 VERTEX ENERGY INC 2,000 2,000 0.00%
197 CLEVELAND BIOLABS INC 1,250 2,000 0.00%
198 PROSHARES TR 51 2,000 0.00%
199 UNITED STS COMMODITY IDX FDT 128 2,000 0.00%
200 ALIMERA SCIENCES INC 1,200 2,000 0.00%
Page 4 of 132

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000895421-16-000768, filed 2016.11.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.