| # | % | |||||
|---|---|---|---|---|---|---|
| 101 | ECLIPSE RES CORP COM | 10,723 | 35,000 | 0.00% | ||
| 102 | CYTORI THERAPEUTICS INC | 17,400 | 35,000 | 0.00% | Call | |
| 103 | NORTH ATLANTIC DRILLING LTD COM | 11,610 | 36,000 | 0.00% | ||
| 104 | KEMET CORP COM NEW | 10,400 | 36,000 | 0.00% | Call | |
| 105 | PDL BIOPHARMA INC | 11,125 | 36,000 | 0.00% | ||
| 106 | NOBILIS HEALTH CORP COM | 10,800 | 36,000 | 0.00% | Call | |
| 107 | ATHERSYS INC NEW | 17,500 | 36,000 | 0.00% | Put | |
| 108 | GREAT PANTHER SILVER LTD | 26,600 | 36,000 | 0.00% | Put | |
| 109 | BIODELIVERY SCIENCES INTL IN | 13,404 | 37,000 | 0.00% | ||
| 110 | RENREN INCORPORATED SPONSORED ADR | 19,400 | 37,000 | 0.00% | Call | |
| 111 | GALENA BIOPHARMA INC | 112,187 | 37,000 | 0.00% | ||
| 112 | RENREN INCORPORATED SPONSORED ADR | 19,600 | 37,000 | 0.00% | Put | |
| 113 | SANDRIDGE PERMIAN TR | 13,200 | 37,000 | 0.00% | Call | |
| 114 | KEMET CORP COM NEW | 10,711 | 37,000 | 0.00% | ||
| 115 | MCEWEN MINING INC COM | 10,000 | 38,000 | 0.00% | Call | |
| 116 | BON-TON STORES INC | 22,500 | 38,000 | 0.00% | Put | |
| 117 | ZAFGEN INC COM | 11,731 | 38,000 | 0.00% | ||
| 118 | RIGEL PHARMACEUTICAL INC | 10,800 | 39,000 | 0.00% | Call | |
| 119 | Curis, Inc | 15,800 | 39,000 | 0.00% | Call | |
| 120 | AEGON N V | 10,400 | 39,000 | 0.00% | Put | |
| 121 | LEGACY RESVS LP | 25,900 | 39,000 | 0.00% | Call | |
| 122 | GALECTIN THERAPEUTICS INC COM | 31,900 | 39,000 | 0.00% | Put | |
| 123 | PACIFIC COAST OIL TR | 20,670 | 39,000 | 0.00% | ||
| 124 | BALLARD PWR SYS INC NEW | 18,700 | 39,000 | 0.00% | Put | |
| 125 | MOBILEIRON INC COM NEW | 14,600 | 40,000 | 0.00% | Put | |
| 126 | AVEO PHARMACEUTICALS INC | 45,500 | 40,000 | 0.00% | Call | |
| 127 | REPROS THERAPEUTICS INC | 18,946 | 40,000 | 0.00% | ||
| 128 | ChinaCache International Holdi | 10,100 | 41,000 | 0.00% | Call | |
| 129 | PSIVIDA CORP | 12,800 | 41,000 | 0.00% | Put | |
| 130 | SYNACOR INC COM | 13,815 | 41,000 | 0.00% | ||
| 131 | PACIFIC COAST OIL TR | 21,600 | 41,000 | 0.00% | Put | |
| 132 | LIGHTINTHEBOX HLDG CO LTD SPONSORED ADR | 15,100 | 41,000 | 0.00% | Put | |
| 133 | BONANZA CREEK ENERGY INC | 42,500 | 42,000 | 0.00% | Call | |
| 134 | CORMEDIX INCORPORATED | 16,600 | 42,000 | 0.00% | Call | |
| 135 | UTSTARCOM HOLDINGS CORP SHS NEW | 20,400 | 42,000 | 0.00% | Call | |
| 136 | CHINA GREEN AGRICULTURE INC | 29,600 | 42,000 | 0.00% | Put | |
| 137 | ORIGIN AGRITECH LIMITED | 17,968 | 42,000 | 0.00% | ||
| 138 | 22ND CENTY GROUP INC | 29,505 | 42,000 | 0.00% | ||
| 139 | Old PSG Wind-down Ltd. | 10,876 | 43,000 | 0.00% | ||
| 140 | SOUTHCROSS ENERGY PARTNERS L P COM UNIT LTDPT | 29,959 | 43,000 | 0.00% | ||
| 141 | Jones Energy Inc | 12,948 | 44,000 | 0.00% | ||
| 142 | CHESAPEAKE GRANITE WASH TR COM | 21,600 | 44,000 | 0.00% | Put | |
| 143 | NORTH ATLANTIC DRILLING LTD COM | 14,100 | 44,000 | 0.00% | Put | |
| 144 | VANGUARD NAT RES LLC COM UNIT | 43,800 | 44,000 | 0.00% | Call | |
| 145 | SUNWORKS INC | 17,900 | 45,000 | 0.00% | Put | |
| 146 | CYTORI THERAPEUTICS INC | 22,500 | 45,000 | 0.00% | Put | |
| 147 | BIODELIVERY SCIENCES INTL IN | 16,500 | 45,000 | 0.00% | Put | |
| 148 | Teekay Tankers LTD | 18,500 | 46,000 | 0.00% | Call | |
| 149 | GREAT PANTHER SILVER LTD | 33,900 | 46,000 | 0.00% | Call | |
| 150 | FULL CIRCLE CAP CORP | 17,500 | 46,000 | 0.00% | Call |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000927337-16-000031, filed 2016.11.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
