| 1 |
Bulldog Investors, LLP |
1,752,062 |
4,625,000 |
43.31% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,620,992 |
4,279,000 |
40.07% |
|
|
| 3 |
Cambridge Investment Research Advisors, Inc. |
240,063 |
634,000 |
5.94% |
|
|
| 4 |
BASSO CAPITAL MANAGEMENT, L.P. |
195,438 |
516,000 |
4.83% |
|
|
| 5 |
STILWELL VALUE LLC |
72,396 |
191,000 |
1.79% |
|
|
| 6 |
HighTower Advisors, LLC |
36,952 |
98,000 |
0.92% |
|
|
| 7 |
BANK OF AMERICA CORP /DE/ |
22,700 |
60,000 |
0.56% |
|
|
| 8 |
CITADEL ADVISORS LLC |
21,900 |
58,000 |
0.54% |
Put |
|
| 9 |
CITADEL ADVISORS LLC |
19,837 |
52,000 |
0.49% |
|
|
| 10 |
WOLVERINE TRADING LP /BD |
17,500 |
46,000 |
0.43% |
Call |
|
| 11 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
15,368 |
41,000 |
0.38% |
|
|
| 12 |
MORGAN STANLEY |
7,002 |
19,000 |
0.18% |
|
|
| 13 |
IFP ADVISORS, INC |
6,600 |
17,000 |
0.16% |
|
|
| 14 |
ACROSPIRE INVESTMENT MANAGEMENT LLC |
5,628 |
15,000 |
0.14% |
|
|
| 15 |
SIMPLEX TRADING, LLC |
2,828 |
7,000 |
0.07% |
|
|
| 16 |
WELLS FARGO & COMPANY/MN |
2,454 |
7,000 |
0.07% |
|
|
| 17 |
UBS Group AG |
2,077 |
5,000 |
0.05% |
|
|
| 18 |
ADVISOR GROUP, INC. |
1,780 |
5,000 |
0.05% |
|
|
| 19 |
MSI Financial Services Inc |
1,231 |
3,000 |
0.03% |
|
|
| 20 |
Tower Research Capital LLC (TRC) |
256 |
1,000 |
0.01% |
|
|
| 21 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
337 |
1,000 |
0.01% |
|
|
