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Institutional Investment Manager
BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ (CIK: 0000927971), registered under Commercial Banks, Nec, located at 1 First Canadian Place, Toronto, A6. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 4,061 holdings with a total value of $91,573,687,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 Radiant Logistics Inc 65 0 0.00%
2 COMSTOCK RES INC 1 0 0.00%
3 LAS VEGAS SANDS CORP 7 0 0.00% Call
4 MATEON THERAPEUTICS INC 9 0 0.00%
5 PIMCO ETF TR 6 0 0.00%
6 REGULUS THERAPEUTICS INC 16 0 0.00%
7 ELEPHANT TALK COMM CORP 1 0 0.00%
8 CHATHAM LODGING 13 0 0.00%
9 OVERSEAS SHIPHOLDING GROUP I CL A NEW 23 0 0.00%
10 PARK ELECTROCHEMICAL CORP 23 0 0.00%
11 FUELCELL ENERGY INC 5 0 0.00%
12 CLEVELAND BIOLABS INC 31 0 0.00%
13 CALADRIUS BIOSCIENCES INC 100 0 0.00%
14 NEPTUNE TECHNOLOGIES BIORESO 223 0 0.00%
15 KKR & CO LP COMMON UNITS 15 0 0.00% Call
16 EV Energy Partners, L.P. 200 0 0.00%
17 FENIX PTS INC 6 0 0.00%
18 TEJON RANCH CO 14 0 0.00%
19 GOLDEN MINERALS CO 500 0 0.00%
20 BROADVISION INC COM PAR $.001 1 0 0.00%
21 ALPS ETF TR 10 0 0.00% Call
22 ECO STIM ENERGY SOLUTIONS IN 22 0 0.00%
23 VSE CORP 10 0 0.00%
24 REVOLUTION LIGHTING TECHNOLO COM NEW 1 0 0.00%
25 GENERAL ELECTRIC CO 0 0 0.00% Put
26 Rubicon Technology 620 0 0.00%
27 TEARLAB CORP 20 0 0.00%
28 DRYSHIPS INC 1 0 0.00%
29 CIPHER PHARMACEUTICALS INC 69 0 0.00%
30 TRANSENTERIX INC 166 0 0.00%
31 XPLORE TECHNOLOGIES CORP COM PAR 0.001 3 0 0.00%
32 Unilife Corp 68 0 0.00%
33 INVESTORS REAL ESTATE TR 14 0 0.00%
34 TRANSATLANTIC PETROLEUM LTD 60 0 0.00%
35 GALENA BIOPHARMA INC 300 0 0.00% Call
36 CINEDIGM CORP 1 0 0.00%
37 ANTHEM INC 526,923 0 0.00%
38 SANDY SPRING BANCORP INC COM 14 0 0.00%
39 TRILOGY METALS INC NEW COM 815 0 0.00%
40 SKY-MOBI LTD 200 0 0.00%
41 CYTRX CORP 490 0 0.00%
42 MINDBODY Inc 8 0 0.00%
43 SMITH MICRO SOFTWARE INC 6 0 0.00%
44 HANWHA Q 40 0 0.00%
45 OCEANFIRST FINL CORP COM 1 0 0.00%
46 NEOS THERAPEUTICS INC COM 46 0 0.00%
47 MANCHESTER UTD PLC NEW ORD CL A 1 0 0.00%
48 CIFC LLC 6 0 0.00%
49 LANDS END INCORPORATED NEW 19 0 0.00%
50 RENTECH INC COM NEW 10 0 0.00%
Page 1 of 82

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-16-020768, filed 2016.10.19).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.