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Institutional Investment Manager
DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ (CIK: 0000948046), located at Taunusanlage 12 D-60325, Frankfurt Am Main Ge, 2m. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 5,284 holdings with a total value of $129,359,675,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 NUANCE COMM 10 0 0.00% Put
102 Western Asset Emerging Markets 1 0 0.00%
103 GSE SYS INC 100 0 0.00%
104 MYLAN N V 9 0 0.00% Put
105 ASURE SOFTWARE INC COM 150 0 0.00%
106 NAVIOS MARITIME HLDGS INC SPONSORED ADR REPSTG 1/100TH PERP PFD SER H DIV 8.625 FREQ QRTLY CALL@25 07/08/2019 20 0 0.00%
107 BIND THERAPEUTICS INC 43 0 0.00%
108 INTERNATIONAL SHIPHLDG CO 89 0 0.00%
109 GLORI ENERGY INC 16 0 0.00%
110 NATIONAL RESEARCH CLASS B 2 0 0.00%
111 APPLIED DNA 167 0 0.00%
112 Centrus Energy Corp. 174 0 0.00%
113 BANK NEW YORK MELLON CORP 9 0 0.00% Put
114 SANOFI 8,000 1,000 0.00%
115 Anadigics Inc 7,500 1,000 0.00%
116 VALEANT PHARMACEUTICALS INTL 6 1,000 0.00% Call
117 CAPITAL ONE FINL CORP 20 1,000 0.00% Call
118 LUXFER HLDGS PLC 223 1,000 0.00%
119 DOVER DOWNS GAMING & ENTMT I 1,300 1,000 0.00%
120 LGL GROUP INC COM 300 1,000 0.00%
121 Fidus Investment Corp 80 1,000 0.00%
122 DR PEPPER SNAPPLE GROUP INC 14 1,000 0.00% Call
123 CERULEAN PHARMA INC 300 1,000 0.00%
124 RITTER PHARMACEUTICALS INC 556 1,000 0.00%
125 Echelon Corp 2,000 1,000 0.00%
126 APOLLO GLOBAL MGMT LLC 100 1,000 0.00% Call
127 DEUTSCHE BANK AG 50 1,000 0.00% Call
128 QUICKLOGIC CORP 1,000 1,000 0.00%
129 BARCLAYS BK PLC 4,923 1,000 0.00% PRN
130 YULONG ECO MATLS LTD 599 1,000 0.00%
131 SOTHEBYS 53 1,000 0.00% Call
132 HUTCHISON PORT HOLDINGS TRUST 900 1,000 0.00%
133 COMMUNICATIONS SYS INC 275 1,000 0.00%
134 DEVRY EDUCATION 61 1,000 0.00% Put
135 HF FINL CORP 100 1,000 0.00%
136 FIRST TR DIVIDEND INCOME FD 200 1,000 0.00%
137 Paragon Offshore PLC 6,580 1,000 0.00%
138 CHINA FIN ONLINE CO LTD 537 1,000 0.00%
139 WALTER INVT MGMT CORP 2,000 1,000 0.00% PRN
140 SIMULATIONS PLUS INC 157 1,000 0.00%
141 ImmunoCellular Therapeutics Lt 2,504 1,000 0.00%
142 REYNOLDS AMERICAN INC 34 1,000 0.00% Call
143 EYEGATE PHARMACEUTICALS INC COM 646 1,000 0.00%
144 AETERNA ZENTARIS INC 18,500 1,000 0.00%
145 CHECK POINT SOFTWARE TECH LT 14 1,000 0.00% Call
146 Mechel Open Joint Stock Co. AD 1,721 1,000 0.00%
147 PAYCHEX INC 21 1,000 0.00% Call
148 TRANSOCEAN LTD 119 1,000 0.00% Call
149 CARDTRONICS INC NOTE 1.00012/0 2,000 1,000 0.00% PRN
150 HARRIS & HARRIS GROUP INC 500 1,000 0.00%
Page 3 of 106

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000948046-15-000093, filed 2015.11.17).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.