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CERULEAN PHARMA INC
CERULEAN PHARMA INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 39 Institutional holders with a total value of $45,425,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 3,930,414 14,385,000 31.67%
2 Polaris Venture Management Co. V, L.L.C. 3,287,529 12,032,000 26.49%
3 Polaris Venture Management Co IV LLC 1,437,441 5,261,000 11.58%
4 Rock Springs Capital Management LP 625,000 2,288,000 5.04%
5 Cormorant Asset Management, LP 551,354 2,018,000 4.44%
6 WALL STREET ASSOCIATES 475,000 1,738,000 3.83%
7 Granahan Investment Management, LLC 377,277 1,381,000 3.04%
8 PRINCIPAL FINANCIAL GROUP INC 365,700 1,338,000 2.95%
9 Alyeska Investment Group, L.P. 284,501 1,041,000 2.29%
10 VANGUARD GROUP INC 235,004 861,000 1.90%
11 BLACKROCK ADVISORS LLC 181,183 663,000 1.46%
12 Deer VII & Co. Ltd. 166,675 610,000 1.34%
13 BRIDGEWAY CAPITAL MANAGEMENT, LLC 102,623 376,000 0.83%
14 GEODE CAPITAL MANAGEMENT, LLC 88,371 323,000 0.71%
15 BlackRock Fund Advisors 45,605 167,000 0.37%
16 BlackRock Institutional Trust Company, N.A. 42,168 154,000 0.34%
17 Northeast Financial Consultants Inc 40,000 146,000 0.32%
18 MILLENNIUM MANAGEMENT LLC 22,798 83,000 0.18%
19 Commonwealth Equity Services, Inc 20,778 76,000 0.17%
20 HIGHBRIDGE CAPITAL MANAGEMENT LLC 17,839 65,000 0.14%
21 WEDBUSH SECURITIES INC 16,387 60,000 0.13%
22 GOLDMAN SACHS GROUP INC 13,063 48,000 0.11%
23 EAGLE GLOBAL ADVISORS LLC 13,095 48,000 0.11%
24 BALYASNY ASSET MANAGEMENT L.P. 12,350 45,000 0.10%
25 Bank of New York Mellon Corp 11,738 43,000 0.09%
26 A.R.T. Advisors, LLC 11,545 42,000 0.09%
27 Donald L. Hagan, LLC 10,000 37,000 0.08%
28 ROYAL BANK OF CANADA 4,800 18,000 0.04%
29 UBS Group AG 3,817 14,000 0.03%
30 BlackRock Group LTD 3,856 14,000 0.03%
31 BlackRock Investment Management, LLC 3,295 12,000 0.03%
32 BlackRock Japan Co. Ltd 2,953 11,000 0.02%
33 BANK OF AMERICA CORP /DE/ 2,500 9,000 0.02%
34 MORGAN STANLEY 2,078 8,000 0.02%
35 Walleye Trading LLC 1,900 7,000 0.02%
36 DEUTSCHE BANK AG\ 300 1,000 0.00%
37 MANUFACTURERS LIFE INSURANCE COMPANY, THE 193 1,000 0.00%
38 REILLY FINANCIAL ADVISORS, LLC 200 1,000 0.00%
39 CITIGROUP INC 34 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.