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CAPITAL ONE FINL CORP
CAPITAL ONE FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 806 Institutional holders with a total value of $34,745,089,598.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DODGE & COX 48,917,988 3,547,532,000 10.21%
2 Capital World Investors 30,965,000 2,245,582,000 6.46%
3 VANGUARD GROUP INC 29,496,362 2,139,076,000 6.16%
4 FMR LLC 26,999,481 1,958,002,000 5.64%
5 STATE STREET CORP 21,772,647 1,578,948,000 4.54%
6 BARROW HANLEY MEWHINNEY & STRAUSS LLC 18,385,991 1,333,353,000 3.84%
7 Boston Partners 16,280,589 1,180,668,000 3.40%
8 BlackRock Institutional Trust Company, N.A. 13,925,583 1,009,883,000 2.91%
9 JPMORGAN CHASE & CO 13,019,687 944,186,000 2.72%
10 HARRIS ASSOCIATES L P 8,984,688 651,569,000 1.88%
11 Bank of New York Mellon Corp 8,962,547 649,964,000 1.87%
12 FRANKLIN RESOURCES INC 8,201,000 594,744,000 1.71%
13 ALLIANCEBERNSTEIN L.P. 7,225,337 523,981,000 1.51%
14 NORTHERN TRUST CORP 6,892,645 499,855,000 1.44%
15 BlackRock Fund Advisors 5,924,406 429,638,000 1.24%
16 Allianz Asset Management GmbH 5,675,047 411,387,000 1.18%
17 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 5,117,856 371,147,000 1.07%
18 BlackRock Group LTD 5,103,348 370,095,000 1.07%
19 AMERIPRISE FINANCIAL INC 4,645,469 336,790,000 0.97%
20 GEODE CAPITAL MANAGEMENT, LLC 4,529,931 327,897,000 0.94%
21 NORGES BANK 4,380,701 317,688,000 0.91%
22 DIMENSIONAL FUND ADVISORS LP 4,256,449 308,674,000 0.89%
23 DIAMOND HILL CAPITAL MANAGEMENT INC 3,744,607 271,559,000 0.78%
24 LSV ASSET MANAGEMENT 3,651,160 264,782,000 0.76%
25 DAVIS SELECTED ADVISERS 3,643,385 264,218,000 0.76%
26 BANK OF AMERICA CORP /DE/ 3,389,454 245,803,000 0.71%
27 DEUTSCHE BANK AG\ 3,314,383 240,351,000 0.69%
28 Capital Research Global Investors 3,200,000 232,064,000 0.67%
29 BANK OF MONTREAL /CAN/ 3,057,675 221,743,000 0.64%
30 WELLS FARGO & COMPANY/MN 2,918,732 211,667,000 0.61%
31 COLUMBUS CIRCLE INVESTORS 2,852,181 206,840,000 0.60%
32 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 2,697,700 195,636,000 0.56%
33 DAVENPORT & Co LLC 2,504,454 181,623,012 0.52%
34 BlackRock Investment Management, LLC 2,385,935 173,028,000 0.50%
35 BLACKROCK ADVISORS LLC 2,370,362 171,899,000 0.49%
36 AQR CAPITAL MANAGEMENT LLC 2,370,271 171,892,000 0.49%
37 GMT CAPITAL CORP 2,246,730 171,111,000 0.49%
38 SOUND SHORE MANAGEMENT INC /CT/ 2,335,657 169,382,000 0.49%
39 NORDEA INVESTMENT MANAGEMENT AB 2,287,240 165,871,000 0.48%
40 Robeco Institutional Asset Management B.V. 2,255,869 163,597,000 0.47%
41 Legal & General Group Plc 2,229,207 161,659,000 0.47%
42 GOLDMAN SACHS GROUP INC 2,123,820 154,020,000 0.44%
43 Cornerstone Investment Partners, LLC 2,109,606 152,989,000 0.44%
44 NEW YORK STATE COMMON RETIREMENT FUND 2,102,279 152,457,000 0.44%
45 Artemis Investment Management LLP 2,024,242 146,748,000 0.42%
46 RUSSELL FRANK CO/ 2,012,898 145,964,000 0.42%
47 MORGAN STANLEY 1,946,652 141,172,000 0.41%
48 ONTARIO TEACHERS PENSION PLAN BOARD 1,883,677 136,604,000 0.39%
49 CREDIT SUISSE AG/ 1,748,082 126,772,000 0.36%
50 JENNISON ASSOCIATES LLC 1,604,253 116,340,000 0.33%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.