| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | EASTMAN KODAK CO | 11,700 | 33,000 | 0.00% | PRN | |
| 2 | EASTMAN KODAK CO | 11,128 | 43,000 | 0.00% | PRN | |
| 3 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 12,576,332 | 69,000 | 0.00% | PRN | |
| 4 | CLEAR CHANNEL OUTDOOR HLDGS CL A | 43,198 | 218,000 | 0.01% | ||
| 5 | NUVEEN SR INCOME FD | 33,844 | 230,000 | 0.01% | ||
| 6 | AMERICAN INTL GROUP INC | 10,610 | 249,000 | 0.01% | PRN | |
| 7 | APOLLO SR FLOATING RATE FD INC COM | 14,507 | 252,000 | 0.01% | ||
| 8 | EATON VANCE SHORT COM | 18,602 | 258,000 | 0.01% | ||
| 9 | DURECT CORP | 255,000 | 342,000 | 0.02% | ||
| 10 | Spirit Realty Capital Inc | 370,000 | 390,000 | 0.02% | PRN | |
| 11 | SIRIUS XM HOLDINGS INC | 100,000 | 445,000 | 0.02% | PRN | |
| 12 | INTEGRATED DEVICE TECHNOLOGY | 480,000 | 496,000 | 0.02% | PRN | |
| 13 | GABELLI GLOBL UTIL INCOME | 30,347 | 510,000 | 0.02% | ||
| 14 | PERNIX THERAPEUTICS HOLDINGS INC | 2,000,000 | 510,000 | 0.02% | PRN | |
| 15 | COHEN & STEERS INFRASTRUCTUR | 26,758 | 518,000 | 0.02% | ||
| 16 | DUFF PHELPS UTLITY AND INF | 33,833 | 524,000 | 0.02% | ||
| 17 | PIONEER FLOATING RATE TR | 47,798 | 567,000 | 0.03% | ||
| 18 | COHEN STEERS CLOSED END OP | 49,031 | 574,000 | 0.03% | ||
| 19 | BLACKROCK DEBT STRAT FD INC | 50,668 | 575,000 | 0.03% | ||
| 20 | RTW HLDGS INC | 600,000 | 608,000 | 0.03% | PRN | |
| 21 | MODUSLINK GLOBAL SOLUTIONS I | 700,000 | 613,000 | 0.03% | PRN | |
| 22 | CUMULUS MEDIA INC | 680,576 | 694,000 | 0.03% | ||
| 23 | NUVEEN SHT DUR CR OPP FD | 40,640 | 711,000 | 0.03% | ||
| 24 | ARBOR RLTY TR INC | 750,000 | 748,000 | 0.04% | PRN | |
| 25 | LIBERTY MEDIA CORP | 1,310,000 | 786,000 | 0.04% | PRN | |
| 26 | BROOKFIELD REAL ASSETS INCOM | 36,347 | 811,000 | 0.04% | ||
| 27 | DEPOMED INC NOTE 2.500 9/0 | 800,000 | 918,000 | 0.04% | PRN | |
| 28 | FELCOR LODGING TR INC PFD CV A $1.95 | 39,700 | 991,000 | 0.05% | ||
| 29 | AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 | 1,000,000 | 1,000,000 | 0.05% | PRN | |
| 30 | SHIP FINANCE INTERNATIONAL L NOTE 5.75010/1 | 1,000,000 | 1,002,000 | 0.05% | PRN | |
| 31 | Bank of America Corp Warrants Exp 01/16/19 | 105,000 | 1,045,000 | 0.05% | PRN | |
| 32 | GDL FUND | 110,269 | 1,085,000 | 0.05% | ||
| 33 | HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 | 1,660,000 | 1,193,000 | 0.06% | PRN | |
| 34 | Northstar Realty Fin REIT | 95,383 | 1,445,000 | 0.07% | ||
| 35 | QUANTUM CORP | 1,500,000 | 1,467,000 | 0.07% | PRN | |
| 36 | GSV CAP CORP | 1,595,000 | 1,493,000 | 0.07% | PRN | |
| 37 | PDL BIOPHARMA INC | 1,580,000 | 1,539,000 | 0.07% | PRN | |
| 38 | Priceline Group Inc/The | 1,290,000 | 1,647,000 | 0.08% | PRN | |
| 39 | SUNPOWER CORP | 2,510,000 | 1,790,000 | 0.09% | PRN | |
| 40 | CTRIP COM INTL LTD | 1,800,000 | 1,880,000 | 0.09% | PRN | |
| 41 | KeyCorp NEW | 14,664 | 1,979,000 | 0.09% | ||
| 42 | SPIRIT RLTY CAP INC NEW | 1,940,000 | 2,024,000 | 0.10% | PRN | |
| 43 | COLONY CAP INC 5 04/15/2023 | 2,020,000 | 2,072,000 | 0.10% | PRN | |
| 44 | SEACOR HOLDINGS INC | 2,785,000 | 2,466,000 | 0.12% | PRN | |
| 45 | SAFEGUARD SCIENTIFICS IN | 2,450,000 | 2,545,000 | 0.12% | PRN | |
| 46 | FXCM INC | 4,745,000 | 2,586,000 | 0.12% | PRN | |
| 47 | NUVEEN CR STRATEGIES INCOME FD COM SHS | 303,805 | 2,689,000 | 0.13% | ||
| 48 | EMMIS COMMUNICATIONS-CLASS A | 793,654 | 2,690,000 | 0.13% | ||
| 49 | PRICELINE GRP INC SR CONV NT0.9 21 | 2,740,000 | 2,902,000 | 0.14% | PRN | |
| 50 | WEBMD HEALTH CORP NOTE 1.50012/0 | 3,021,000 | 3,419,000 | 0.16% | PRN |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001009012-17-000001, filed 2017.01.30).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
