| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 409,006 | 7,154,000 | 15.36% | ||
| 2 | Invesco Ltd. | 345,262 | 6,039,000 | 12.97% | ||
| 3 | JPMORGAN CHASE & CO | 339,885 | 5,945,000 | 12.77% | ||
| 4 | MORGAN STANLEY | 274,956 | 4,809,000 | 10.33% | ||
| 5 | Advisors Asset Management, Inc. | 268,716 | 4,700,000 | 10.09% | ||
| 6 | COHEN & STEERS, INC. | 198,787 | 3,477,000 | 7.47% | ||
| 7 | WELLS FARGO & COMPANY/MN | 146,698 | 2,566,000 | 5.51% | ||
| 8 | COMERICA SECURITIES INC | 83,298 | 1,457,000 | 3.13% | ||
| 9 | UBS Group AG | 81,293 | 1,422,000 | 3.05% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 75,989 | 1,329,000 | 2.85% | ||
| 11 | FIRST TRUST ADVISORS LP | 69,595 | 1,217,000 | 2.61% | ||
| 12 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 59,247 | 1,037,000 | 2.23% | ||
| 13 | LPL Financial LLC | 50,812 | 901,000 | 1.93% | ||
| 14 | ZAZOVE ASSOCIATES LLC | 40,640 | 711,000 | 1.53% | ||
| 15 | BAIRD FINANCIAL GROUP, INC. | 27,593 | 483,000 | 1.04% | ||
| 16 | Cambridge Investment Research Advisors, Inc. | 21,398 | 374,000 | 0.80% | ||
| 17 | RAYMOND JAMES & ASSOCIATES | 21,351 | 373,000 | 0.80% | ||
| 18 | MARINER INVESTMENT GROUP LLC | 19,952 | 349,000 | 0.75% | ||
| 19 | CREDIT SUISSE AG/ | 17,380 | 304,000 | 0.65% | ||
| 20 | IFP ADVISORS, INC | 17,300 | 303,000 | 0.65% | ||
| 21 | STIFEL FINANCIAL CORP | 15,611 | 272,000 | 0.58% | ||
| 22 | Camelot Portfolios, LLC | 15,000 | 262,000 | 0.56% | ||
| 23 | Atria Investments, Inc | 13,640 | 239,000 | 0.51% | ||
| 24 | ROYAL BANK OF CANADA | 13,650 | 239,000 | 0.51% | ||
| 25 | ENVESTNET ASSET MANAGEMENT INC | 12,771 | 224,000 | 0.48% | ||
| 26 | Creative Planning | 9,000 | 157,000 | 0.34% | ||
| 27 | Advisory Alpha, LLC | 3,819 | 68,000 | 0.15% | ||
| 28 | PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC | 3,500 | 61,000 | 0.13% | ||
| 29 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2,250 | 39,000 | 0.08% | ||
| 30 | Gemmer Asset Management LLC | 1,666 | 29,000 | 0.06% | ||
| 31 | SeaBridge Investment Advisors LLC | 650 | 11,000 | 0.02% | ||
| 32 | GLOBAL RETIREMENT PARTNERS, LLC | 400 | 7,000 | 0.02% | ||
| 33 | GENEOS WEALTH MANAGEMENT INC. | 200 | 3,000 | 0.01% | ||
| 34 | PENSERRA CAPITAL MANAGEMENT LLC | 156 | 2,000 | 0.00% | ||
| 35 | SEI INVESTMENTS CO | 36 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
