| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GABELLI & Co INVESTMENT ADVISERS, INC. | 1,418,091 | 13,954,000 | 16.28% | ||
| 2 | LAZARD ASSET MANAGEMENT LLC | 1,366,781 | 13,449,000 | 15.69% | ||
| 3 | Advisors Asset Management, Inc. | 1,037,639 | 10,210,000 | 11.91% | ||
| 4 | Glacier Peak Capital LLC | 957,212 | 9,419,000 | 10.99% | ||
| 5 | DESCHUTES PORTFOLIO STRATEGY, LLC | 606,000 | 5,963,000 | 6.96% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 490,767 | 4,829,000 | 5.63% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 385,272 | 3,791,000 | 4.42% | ||
| 8 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 334,492 | 3,291,000 | 3.84% | ||
| 9 | CORNERSTONE ADVISORS INC | 324,506 | 3,193,000 | 3.72% | ||
| 10 | GAMCO INVESTORS, INC. ET AL | 280,185 | 2,757,000 | 3.22% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 245,562 | 2,416,000 | 2.82% | ||
| 12 | Ancora Advisors LLC | 184,905 | 1,820,000 | 2.12% | ||
| 13 | MORGAN STANLEY | 121,360 | 1,195,000 | 1.39% | ||
| 14 | ZAZOVE ASSOCIATES LLC | 110,269 | 1,085,000 | 1.27% | ||
| 15 | CSS LLC/IL | 90,205 | 888,000 | 1.04% | ||
| 16 | 1607 Capital Partners, LLC | 86,278 | 849,000 | 0.99% | ||
| 17 | Horizon Kinetics LLC | 85,362 | 840,000 | 0.98% | ||
| 18 | SENTINEL TRUST CO LBA | 81,063 | 798,000 | 0.93% | ||
| 19 | GUGGENHEIM CAPITAL LLC | 65,019 | 640,000 | 0.75% | ||
| 20 | WELLS FARGO & COMPANY/MN | 41,929 | 413,000 | 0.48% | ||
| 21 | DOLIVER ADVISORS, LP | 41,448 | 408,000 | 0.48% | ||
| 22 | Round Table Services, LLC | 34,300 | 338,000 | 0.39% | ||
| 23 | MSI Financial Services Inc | 31,756 | 312,000 | 0.36% | ||
| 24 | WEDBUSH SECURITIES INC | 31,452 | 309,000 | 0.36% | ||
| 25 | TFS CAPITAL LLC | 30,587 | 301,000 | 0.35% | ||
| 26 | OPERA TRADING CAPITAL | 27,740 | 272,000 | 0.32% | ||
| 27 | RELATIVE VALUE PARTNERS GROUP, LLC | 27,485 | 270,000 | 0.31% | ||
| 28 | CITIGROUP INC | 27,344 | 269,000 | 0.31% | ||
| 29 | Bulldog Investors, LLP | 26,554 | 261,000 | 0.30% | ||
| 30 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 17,840 | 176,000 | 0.21% | ||
| 31 | Raymond James Financial Services Advisors, Inc. | 13,750 | 135,000 | 0.16% | ||
| 32 | LPL Financial LLC | 13,530 | 134,000 | 0.16% | ||
| 33 | CUE ADVISORY SERVICES, INC. | 12,535 | 123,000 | 0.14% | ||
| 34 | Arete Wealth Advisors, LLC | 11,950 | 118,000 | 0.14% | ||
| 35 | ROYAL BANK OF CANADA | 10,897 | 107,000 | 0.12% | ||
| 36 | UBS Group AG | 10,788 | 106,000 | 0.12% | ||
| 37 | GEODE CAPITAL MANAGEMENT, LLC | 10,342 | 101,000 | 0.12% | ||
| 38 | Jolley Asset Management, LLC | 6,820 | 67,000 | 0.08% | ||
| 39 | Thomas J. Herzfeld Advisors, Inc. | 5,000 | 49,000 | 0.06% | ||
| 40 | WFG Advisors, LP | 2,500 | 25,000 | 0.03% | ||
| 41 | IFP ADVISORS, INC | 1,869 | 18,000 | 0.02% | ||
| 42 | PNC FINANCIAL SERVICES GROUP, INC. | 1,479 | 15,000 | 0.02% | ||
| 43 | TRUST CO OF VERMONT | 1,550 | 15,000 | 0.02% | ||
| 44 | BENJAMIN F. EDWARDS & COMPANY, INC. | 600 | 6,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.