| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 1,915,000 | 13,003,000 | 18.25% | ||
| 2 | JPMORGAN CHASE & CO | 1,158,717 | 7,868,000 | 11.04% | ||
| 3 | RELATIVE VALUE PARTNERS GROUP, LLC | 824,539 | 5,599,000 | 7.86% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 801,720 | 5,444,000 | 7.64% | ||
| 5 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 668,571 | 4,540,000 | 6.37% | ||
| 6 | MORGAN STANLEY | 620,916 | 4,216,000 | 5.92% | ||
| 7 | WELLS FARGO & COMPANY/MN | 502,865 | 3,415,000 | 4.79% | ||
| 8 | Invesco Ltd. | 459,723 | 3,122,000 | 4.38% | ||
| 9 | UBS Group AG | 412,139 | 2,798,000 | 3.93% | ||
| 10 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 397,954 | 2,702,000 | 3.79% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 351,540 | 2,387,000 | 3.35% | ||
| 12 | Advisors Asset Management, Inc. | 318,828 | 2,165,000 | 3.04% | ||
| 13 | Yorktown Management & Research Co Inc | 272,563 | 1,851,000 | 2.60% | ||
| 14 | LPL Financial LLC | 203,899 | 1,399,000 | 1.96% | ||
| 15 | SII INVESTMENTS INC/WI | 166,221 | 1,133,000 | 1.59% | ||
| 16 | Horizon Kinetics LLC | 142,364 | 967,000 | 1.36% | ||
| 17 | COHEN & STEERS, INC. | 131,019 | 890,000 | 1.25% | ||
| 18 | LLBH PRIVATE WEALTH MANAGEMENT, LLC | 128,531 | 873,000 | 1.23% | ||
| 19 | MARINER INVESTMENT GROUP LLC | 117,946 | 801,000 | 1.12% | ||
| 20 | ADVISOR GROUP, INC. | 80,568 | 546,000 | 0.77% | ||
| 21 | STIFEL FINANCIAL CORP | 68,242 | 463,000 | 0.65% | ||
| 22 | Capital Investment Advisors, LLC | 52,145 | 354,000 | 0.50% | ||
| 23 | Raymond James Financial Services Advisors, Inc. | 49,428 | 336,000 | 0.47% | ||
| 24 | E&G Advisors, LP | 46,000 | 312,000 | 0.44% | ||
| 25 | Klingman & Associates, LLC | 45,129 | 306,000 | 0.43% | ||
| 26 | B. Riley Wealth Advisors, Inc. | 44,061 | 300,000 | 0.42% | ||
| 27 | ROYAL BANK OF CANADA | 42,271 | 287,000 | 0.40% | ||
| 28 | Cetera Advisor Networks LLC | 41,675 | 283,000 | 0.40% | ||
| 29 | CREDIT SUISSE AG/ | 40,083 | 272,000 | 0.38% | ||
| 30 | PNC FINANCIAL SERVICES GROUP, INC. | 38,559 | 262,000 | 0.37% | ||
| 31 | ZAZOVE ASSOCIATES LLC | 33,844 | 230,000 | 0.32% | ||
| 32 | Brick & Kyle, Associates | 31,099 | 211,000 | 0.30% | ||
| 33 | IFP ADVISORS, INC | 27,401 | 186,000 | 0.26% | ||
| 34 | INVESTMENT CENTERS OF AMERICA INC | 26,788 | 181,000 | 0.25% | ||
| 35 | Bank of New York Mellon Corp | 25,850 | 176,000 | 0.25% | ||
| 36 | COMMUNITY BANK & TRUST, WACO, TEXAS | 24,200 | 164,000 | 0.23% | ||
| 37 | M&T BANK CORP | 23,631 | 160,000 | 0.22% | ||
| 38 | MILLENNIUM MANAGEMENT LLC | 21,194 | 144,000 | 0.20% | ||
| 39 | FORTIS ADVISORS, LLC | 20,207 | 137,000 | 0.19% | PRN | |
| 40 | Curi Capital, LLC | 17,633 | 120,000 | 0.17% | ||
| 41 | DAVENPORT & Co LLC | 17,600 | 119,000 | 0.17% | ||
| 42 | TWO SIGMA SECURITIES, LLC | 13,820 | 94,000 | 0.13% | ||
| 43 | Mariner, LLC | 11,750 | 80,000 | 0.11% | ||
| 44 | Camelot Portfolios, LLC | 11,000 | 75,000 | 0.11% | ||
| 45 | First Heartland Consultants, Inc. | 10,772 | 73,000 | 0.10% | ||
| 46 | GENEOS WEALTH MANAGEMENT INC. | 9,334 | 63,000 | 0.09% | ||
| 47 | WASHINGTON TRUST BANK | 5,000 | 34,000 | 0.05% | ||
| 48 | WEALTHCARE CAPITAL MANAGEMENT LLC | 3,403 | 23,000 | 0.03% | ||
| 49 | CITIGROUP INC | 2,000 | 14,000 | 0.02% | ||
| 50 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,750 | 12,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
