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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
201 RENT A CENTER INC-NEW 51 1 0.00%
202 ZAGG INCORPORATED 300 1 0.00%
203 PACER INTERNATIONAL INC CMN 82 1 0.00%
204 YANZHOU COAL MNG CO LTD 71 1 0.00%
205 Berkshire Hills Bancorp Inc 50 1 0.00%
206 ImmunoCellular Therapeutics Lt 1,000 1 0.00%
207 THORATEC LABS CORP 39 1 0.00%
208 CRYOLIFE INC 150 1 0.00%
209 OI S.A. SPN ADR 813 1 0.00%
210 NORTH AMERN PALLADIUM LTD 1,636 1 0.00%
211 ECHOSTAR CORP CL A 15 1 0.00%
212 ADVANTEST CORP SPONSORED ADR 54 1 0.00%
213 Ivanhoe Energy Inc. 1,698 1 0.00%
214 ELIZABETH ARDEN INC 38 1 0.00%
215 QTS RLTY TR INC 25 1 0.00%
216 THE JONES GROUP INC CMN 81 1 0.00%
217 HELIOS STRATEGIC INCOME FD I 152 1 0.00%
218 OCEAN RIG UDW INC 53 1 0.00%
219 UNITIL CORPORATION 42 1 0.00%
220 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 200 1 0.00%
221 CONTANGO OIL & GAS CO COM NEW 24 1 0.00%
222 LIGHT & WONDER INC COM 51 1 0.00%
223 KB Financial Group Inc 40 1 0.00%
224 GIGAMEDIA LTD 500 1 0.00%
225 TETRAPHASE PHARMACEUTICALS INC COM 100 1 0.00%
226 ENDOLOGIX INC 102 1 0.00%
227 UNIVERSAL TECHNICAL INST INC 94 1 0.00%
228 SILICONWARE PRECISION INDS L 167 1 0.00%
229 COMPANHIA ENERGETICA DE MINA 210 1 0.00%
230 COMMSCOPE HLDG COMPANY INCORPORATED 21 1 0.00%
231 Alliance One Int 500 1 0.00%
232 ROYAL BK SCOTLAND GROUP PLC 78 1 0.00%
233 SAUL CENTERS INC 15 1 0.00%
234 Quicksilver Resources Inc 300 1 0.00%
235 Columbia Labs Inc. 80 1 0.00%
236 SANOFI 1,968 1 0.00%
237 Key Energy Services, Inc. 146 1 0.00%
238 EPAM SYS INC 43 1 0.00%
239 PUMA BIOTECHNOLOGY 7 1 0.00%
240 COCA-COLA HBC AG 36 1 0.00%
241 KONAMI CORP SPONSORED ADR 33 1 0.00%
242 TELIK INC 382 1 0.00%
243 CLEAR CHANNEL OUTDOOR HLDGS CL A 161 1 0.00%
244 G WILLI FOOD INTL LTD 134 1 0.00%
245 LCA-VISION INC 222 1 0.00%
246 LIFE STORAGE INC 79 1 0.00%
247 MELLANOX TECHNOLOGIES LTD 20 1 0.00%
248 VEEVA SYS INC 21 1 0.00%
249 EXPRESS INC COM 48 1 0.00%
250 Exterran Holdings Inc 28 1 0.00%
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