Dark
Light
System
Security
TETRAPHASE PHARMACEUTICALS I COM
TETRAPHASE PHARMACEUTICALS I COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 67 Institutional holders with a total value of $150,155,869.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Broadfin Capital, LLC 2,008,125 21,868,000 14.56%
2 FMR LLC 2,141,645 21,673,000 14.43%
3 WELLINGTON MANAGEMENT GROUP LLP 1,612,896 17,564,000 11.70%
4 Novo Holdings A/S 900,000 9,801,000 6.53%
5 MILLENNIUM MANAGEMENT LLC 815,316 8,879,000 5.91%
6 MARXE AUSTIN W & GREENHOUSE DAVID M 810,000 8,821,000 5.87%
7 JENNISON ASSOCIATES LLC 725,936 7,905,000 5.26%
8 PointState Capital LP 626,400 6,821,000 4.54%
9 VANGUARD GROUP INC 429,363 4,676,000 3.11%
10 BlackRock Fund Advisors 402,148 4,379,000 2.92%
11 BlackRock Institutional Trust Company, N.A. 396,654 4,320,000 2.88%
12 WELLS FARGO & COMPANY/MN 383,615 4,177,000 2.78%
13 HARVEY CAPITAL MANAGEMENT INC 331,600 3,611,000 2.40%
14 COLUMBIA PARTNERS L.L.C. INVESTMENT MANAGEMENT 304,682 3,317,000 2.21%
15 EVENTIDE ASSET MANAGEMENT, LLC 300,900 3,277,000 2.18%
16 NORTHERN TRUST CORP 177,984 1,938,000 1.29%
17 Opaleye Management Inc. 160,000 1,757,000 1.17%
18 STATE STREET CORP 158,484 1,726,000 1.15%
19 BANK OF AMERICA CORP /DE/ 128,295 1,396,000 0.93%
20 GREEN ARROW CAPITAL MANAGEMENT LLC 125,000 1,361,000 0.91%
21 BLACKROCK ADVISORS LLC 96,126 1,047,000 0.70%
22 SMITH ASSET MANAGEMENT GROUP LP 94,187 1,026,000 0.68%
23 GEODE CAPITAL MANAGEMENT, LLC 82,182 894,000 0.60%
24 Bank of New York Mellon Corp 67,036 730,000 0.49%
25 TIAA CREF INVESTMENT MANAGEMENT LLC 45,519 496,000 0.33%
26 UNITED SERVICES AUTOMOBILE ASSOCIATION 44,988 490,000 0.33%
27 TFS CAPITAL LLC 40,654 443,000 0.30%
28 BlackRock Investment Management, LLC 38,997 425,000 0.28%
29 PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC 35,800 390,000 0.26% Call
30 JPMORGAN CHASE & CO 29,400 320,000 0.21%
31 CREDIT SUISSE AG/ 27,932 304,000 0.20%
32 GOLDMAN SACHS GROUP INC 26,943 293,000 0.20%
33 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 25,371 276,000 0.18%
34 Wilmington Funds Management Corp 23,259 253,000 0.17%
35 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 22,700 248,000 0.17%
36 DUPONT CAPITAL MANAGEMENT CORP 19,915 217,000 0.14%
37 CITADEL ADVISORS LLC 19,923 217,000 0.14%
38 BARCLAYS PLC 20,743 207,000 0.14%
39 DRW Securities, LLC 19,000 207,000 0.14%
40 TEACHERS ADVISORS, LLC 18,605 203,000 0.14%
41 COWEN INC. 18,400 200,000 0.13%
42 Passport Capital, LLC 17,431 190,000 0.13%
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,046 186,000 0.12%
44 ProShare Advisors LLC 14,207 155,000 0.10%
45 COMMONWEALTH BANK OF AUSTRALIA 13,800 150,000 0.10%
46 Independent Portfolio Consultants, Inc. 12,965 141,000 0.09%
47 MANUFACTURERS LIFE INSURANCE COMPANY, THE 11,742 128,000 0.09%
48 Nationwide Fund Advisors 10,709 117,000 0.08%
49 RHUMBLINE ADVISERS 10,453 114,000 0.08%
50 PRELUDE CAPITAL MANAGEMENT, LLC 10,005 109,000 0.07%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.