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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
4401 WASHINGTON FED INC 49 1 0.00%
4402 WASHINGTON REAL ESTATE INVT 6 0 0.00%
4403 WASHINGTON REAL ESTATE INVT 3,357 80 0.00%
4404 WASTE CONNECTIONS INC COM 366 16 0.00%
4405 WASTE MGMT INC DEL 73,589 3,096 0.09%
4406 WATERS CORP 428 46 0.00%
4407 WATSCO INC 144 14 0.00%
4408 WATTS WATER TECHNOLOGIES INC 107 6 0.00%
4409 WAVE SYSTEMS CORP 8 0 0.00%
4410 WD-40 CO 144 11 0.00%
4411 WEATHERFORDI 2,337 39 0.00%
4412 WEATHERFORDI 37,805 656 0.02%
4413 WEBMD HEALTH CORPORATION 3 0 0.00%
4414 WEBSITE PROS INC COM 1,859 63 0.00%
4415 WEBSTER FINL CORP CONN 1,530 48 0.00%
4416 WEC ENERGY CORP. 9,515 443 0.01%
4417 WEIGHT WATCHERS INTL INC NEW 57,256 1,176 0.03%
4418 WEINGARTEN RLTY INVS 242 7 0.00%
4419 WELLCARE HEALTH PLANS INC 23 1 0.00%
4420 WELLS FARGO CO NEW 106 124 0.00%
4421 WELLS FARGO CO NEW 387 18 0.00%
4422 WELLS FARGO CO NEW 136,712 6,800 0.20%
4423 WELLS FARGO CO NEW 1,516 75 0.00%
4424 WELLS FARGO GLOBAL DIVID OPP 2,840 22 0.00%
4425 WELLS FARGO GLOBAL DIVID OPP 52,100 410 0.01%
4426 WELLS FARGO INCOME OPPORTUNI 20,064 190 0.01%
4427 WELLS FARGO MULTI SECTOR INC 20,076 291 0.01%
4428 WELLTOWER INC. 23,211 1,383 0.04%
4429 WELLTOWER INC. 42 2 0.00%
4430 WENDYS CO 3,786 35 0.00%
4431 WENDYS CO 9,682 88 0.00%
4432 WERNER ENTERPRISES INC 674 17 0.00%
4433 WESBANCO INC 1,970 63 0.00%
4434 WESCO INTL INC 431 36 0.00%
4435 WEST PHARMACEUTICAL SVSC INC 2,572 113 0.00%
4436 WESTAMERICA BANCORPORATION COM 1,373 74 0.00%
4437 WESTAR ENERGY 8,769 308 0.01%
4438 WESTERN ASSET 4,000 28 0.00%
4439 WESTERN ASSET CLAYMORE INF 8,697 101 0.00%
4440 WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT 2,129 25 0.00%
4441 WESTERN ASSET EMERGING MKTS 5,081 88 0.00%
4442 WESTERN ASSET FUNDS INC COM 2,218 28 0.00%
4443 WESTERN ASSET FUNDS INC COM 1 0 0.00%
4444 WESTERN ASSET GLB PTNRS INCO 1,300 14 0.00%
4445 WESTERN ASSET GLOBAL HIGH IN 7,200 89 0.00%
4446 WESTERN ASSET HIGH INCM FD I 23,774 222 0.01%
4447 WESTERN ASSET HIGH INCM OPP FD 51,729 313 0.01%
4448 WESTERN ASSET MGD HI INCM FD 4,200 24 0.00%
4449 WESTERN ASSET MTG CAP CORP 9,337 146 0.00%
4450 WESTERN ASSET MUN DEF OPP TR 897 20 0.00%
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