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WELLS FARGO GLOBAL DIVID OPP
WELLS FARGO GLOBAL DIVID OPP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 49 Institutional holders with a total value of $58,462,023.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 2,258,672 17,774,000 30.40%
2 Advisors Asset Management, Inc. 966,495 7,606,000 13.01%
3 MORGAN STANLEY 805,652 6,341,000 10.85%
4 CORNERSTONE ADVISORS INC 718,295 5,653,000 9.67%
5 WOLVERINE ASSET MANAGEMENT LLC 450,236 3,543,000 6.06%
6 BANK OF AMERICA CORP /DE/ 319,202 2,512,000 4.30%
7 RAYMOND JAMES & ASSOCIATES 185,346 1,459,000 2.50%
8 AQR CAPITAL MANAGEMENT LLC 182,249 1,434,000 2.45%
9 Cetera Advisor Networks LLC 169,832 1,336,000 2.29%
10 Raymond James Financial Services Advisors, Inc. 148,562 1,169,000 2.00%
11 PARAMETRIC PORTFOLIO ASSOCIATES LLC 131,231 1,033,000 1.77%
12 DOLIVER ADVISORS, LP 98,070 772,000 1.32%
13 Shaker Financial Services, LLC 95,283 750,000 1.28%
14 MIDAS MANAGEMENT CORP 90,669 714,000 1.22%
15 LPL Financial LLC 89,907 708,000 1.21%
16 1607 Capital Partners, LLC 86,306 679,000 1.16%
17 NATIONAL PLANNING CORP 80,138 635,000 1.09%
18 WELLS FARGO & COMPANY/MN 64,641 509,000 0.87%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 54,940 432,000 0.74%
20 NORTHERN TRUST CORP 44,426 350,000 0.60%
21 BNP PARIBAS FINANCIAL MARKETS 41,000 328,820 0.56%
22 TRUST DEPARTMENT MB FINANCIAL BANK N A 39,530 311,000 0.53%
23 Invesco Ltd. 33,303 262,000 0.45%
24 GEODE CAPITAL MANAGEMENT, LLC 28,741 226,000 0.39% PRN
25 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 28,040 221,000 0.38%
26 Verition Fund Management LLC 25,500 201,000 0.34%
27 ROBINSON CAPITAL MANAGEMENT, LLC 24,893 196,000 0.34%
28 CITIGROUP INC 19,427 153,000 0.26%
29 Thomas J. Herzfeld Advisors, Inc. 15,002 118,000 0.20%
30 RELIANCE TRUST CO 14,736 116,000 0.20%
31 AMERICAN INTERNATIONAL GROUP, INC. 14,300 112,541 0.19%
32 INVESTMENT CENTERS OF AMERICA INC 14,921 107,000 0.18%
33 Investors Capital Advisory Services 12,300 96,000 0.16%
34 GOLDMAN SACHS GROUP INC 12,086 95,000 0.16%
35 RAYMOND JAMES TRUST N.A. 11,890 94,000 0.16%
36 Capital Investment Advisors, LLC 11,235 88,419 0.15%
37 Aviance Capital Partners, LLC 11,213 88,243 0.15%
38 UBS AG 7,149 56,000 0.10%
39 MONROE BANK & TRUST/MI 6,000 47,000 0.08%
40 B. Riley Wealth Advisors, Inc. 5,114 40,000 0.07%
41 ROYAL BANK OF CANADA 3,572 28,000 0.05%
42 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 2,750 22,000 0.04%
43 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,000 16,000 0.03%
44 Creative Planning 1,634 13,000 0.02%
45 Carroll Financial Associates, Inc. 650 5,000 0.01%
46 B. Riley Wealth Management, Inc. 500 4,000 0.01%
47 Tower Research Capital LLC (TRC) 441 3,000 0.01%
48 MSI Financial Services Inc 400 3,000 0.01%
49 WFG Advisors, LP 229 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.