| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 4,916,903 | 57,184,000 | 24.88% | ||
| 2 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 2,588,128 | 30,100,000 | 13.10% | ||
| 3 | 1607 Capital Partners, LLC | 2,470,482 | 28,732,000 | 12.50% | ||
| 4 | Karpus Management, Inc. | 2,303,962 | 26,795,000 | 11.66% | ||
| 5 | Invesco Ltd. | 849,281 | 9,877,000 | 4.30% | ||
| 6 | MORGAN STANLEY | 723,376 | 8,413,000 | 3.66% | ||
| 7 | Janney Montgomery Scott LLC | 645,974 | 7,512,683 | 3.27% | ||
| 8 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 540,457 | 6,286,000 | 2.74% | ||
| 9 | Horizon Kinetics LLC | 536,271 | 6,237,000 | 2.71% | ||
| 10 | Robert W. Baird & Co. Inc | 498,724 | 5,800,000 | 2.52% | ||
| 11 | CREDIT SUISSE AG/ | 373,599 | 4,345,000 | 1.89% | ||
| 12 | ROYAL BANK OF CANADA | 370,561 | 4,309,000 | 1.88% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 364,703 | 4,242,000 | 1.85% | ||
| 14 | Assured Investment Management LLC | 258,844 | 3,010,000 | 1.31% | ||
| 15 | Peachtree Investment Advisors, Inc. | 175,512 | 2,041,000 | 0.89% | ||
| 16 | DOLIVER ADVISORS, LP | 168,519 | 1,960,000 | 0.85% | ||
| 17 | UBS AG | 155,681 | 1,811,000 | 0.79% | ||
| 18 | MARINER INVESTMENT GROUP LLC | 155,129 | 1,804,000 | 0.79% | ||
| 19 | Point View Wealth Management, Inc. | 145,746 | 1,695,000 | 0.74% | ||
| 20 | Cordasco Financial Network | 135,975 | 1,581,000 | 0.69% | ||
| 21 | RAYMOND JAMES & ASSOCIATES | 130,025 | 1,512,000 | 0.66% | ||
| 22 | KMS FINANCIAL SERVICES, INC | 128,025 | 1,489,000 | 0.65% | ||
| 23 | Ancora Advisors LLC | 116,500 | 1,355,000 | 0.59% | ||
| 24 | HL FINANCIAL SERVICES LLC | 107,938 | 1,255,000 | 0.55% | ||
| 25 | MSI Financial Services Inc | 78,601 | 914,000 | 0.40% | ||
| 26 | LPL Financial LLC | 75,325 | 876,000 | 0.38% | ||
| 27 | GUGGENHEIM CAPITAL LLC | 67,766 | 788,000 | 0.34% | ||
| 28 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 66,461 | 773,000 | 0.34% | ||
| 29 | CORNERSTONE ADVISORS INC | 62,555 | 728,000 | 0.32% | ||
| 30 | IMA Advisory Services, Inc. | 57,080 | 664,000 | 0.29% | ||
| 31 | HighTower Advisors, LLC | 48,700 | 566,000 | 0.25% | ||
| 32 | GRACE & WHITE INC /NY | 42,704 | 497,000 | 0.22% | ||
| 33 | Thomas J. Herzfeld Advisors, Inc. | 42,075 | 489,000 | 0.21% | ||
| 34 | WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 28,000 | 326,000 | 0.14% | ||
| 35 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 27,476 | 320,000 | 0.14% | ||
| 36 | SIT INVESTMENT ASSOCIATES INC | 26,800 | 312,000 | 0.14% | ||
| 37 | Cutter & CO Brokerage, Inc. | 24,751 | 288,000 | 0.13% | ||
| 38 | Torch Wealth Management LLC | 23,402 | 272,000 | 0.12% | ||
| 39 | Commonwealth Equity Services, Inc | 22,259 | 259,000 | 0.11% | ||
| 40 | TFS CAPITAL LLC | 21,500 | 250,000 | 0.11% | ||
| 41 | PAYDEN & RYGEL | 19,600 | 228,000 | 0.10% | ||
| 42 | Cerity Partners OCIO LLC | 19,272 | 224,000 | 0.10% | ||
| 43 | WEDBUSH SECURITIES INC | 18,170 | 211,000 | 0.09% | ||
| 44 | KNIGHTSBRIDGE ASSET MANAGEMENT, LLC | 17,900 | 208,000 | 0.09% | ||
| 45 | Advisors Preferred, LLC | 17,778 | 206,758 | 0.09% | ||
| 46 | CSS LLC/IL | 12,339 | 144,000 | 0.06% | ||
| 47 | NATIONAL PLANNING CORP | 11,371 | 132,000 | 0.06% | ||
| 48 | LEVIN CAPITAL STRATEGIES, L.P. | 11,070 | 129,000 | 0.06% | ||
| 49 | CITIGROUP INC | 10,515 | 122,000 | 0.05% | ||
| 50 | AMERICAN INTERNATIONAL GROUP, INC. | 9,258 | 107,671 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
