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WESTERN ASSET MUN DEF OPP TR
WESTERN ASSET MUN DEF OPP TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 23 Institutional holders with a total value of $22,342,296.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 310,128 6,807,000 30.47%
2 BANK OF AMERICA CORP /DE/ 186,585 4,096,000 18.33%
3 Invesco Ltd. 124,015 2,722,000 12.18% PRN
4 RAYMOND JAMES & ASSOCIATES 109,478 2,403,000 10.76%
5 WELLS FARGO & COMPANY/MN 62,774 1,377,000 6.16%
6 UBS AG 61,884 1,359,000 6.08%
7 GOLDMAN SACHS GROUP INC 31,968 702,000 3.14%
8 Raymond James Financial Services Advisors, Inc. 28,506 626,000 2.80%
9 ROYAL BANK OF CANADA 23,000 505,000 2.26%
10 FIRST TRUST ADVISORS LP 17,528 385,000 1.72%
11 Cetera Advisor Networks LLC 15,655 343,000 1.54%
12 LPL Financial LLC 14,633 321,000 1.44%
13 AMERICAN INTERNATIONAL GROUP, INC. 9,854 216,296 0.97%
14 VAN ECK ASSOCIATES CORP 6,141 135,000 0.60%
15 CITIGROUP INC 4,500 99,000 0.44%
16 US BANCORP \DE\ 2,818 62,000 0.28%
17 AMERIPRISE FINANCIAL INC 2,060 45,000 0.20%
18 BANK OF MONTREAL /CAN/ 2,000 44,000 0.20%
19 MSI Financial Services Inc 2,000 44,000 0.20%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 897 20,000 0.09%
21 Formidable Asset Management, LLC 750 17,000 0.08%
22 Tower Research Capital LLC (TRC) 313 7,000 0.03%
23 Alexandria Capital, LLC 301 7,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.