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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
4401 FIRST INTST BANCSYSTEM INC 49 1 0.00%
4402 MOTOROLA SOLUTIONS INC 21 1 0.00%
4403 INSTEEL IND 40 1 0.00%
4404 MONEYGRAM INTL INC COM NEW 32 1 0.00%
4405 EXPRESS INC COM NEW 48 1 0.00%
4406 MARATHON PETE CORP 16 1 0.00%
4407 Exterran Holdings Inc 28 1 0.00%
4408 GIGAMEDIA LTD 500 1 0.00%
4409 OCEAN RIG UDW INC 53 1 0.00%
4410 MARATHON OIL CORP 32 1 0.00%
4411 BLACKROCK MUNI INTER DR FD I 100 1 0.00%
4412 HEALTH NET INC 32 1 0.00%
4413 LENDINGTREE, INC. 36 1 0.00%
4414 TONIX PHARMACEUTICALS HOLDING 100 1 0.00%
4415 HARVARD BIOSCIENCE INC 300 1 0.00%
4416 HELIOS ADVANTAGEINCOME FD INC COMNEW 153 1 0.00%
4417 THORATEC LABS CORP 39 1 0.00%
4418 HELIOS STRATEGIC INCOME FD I 152 1 0.00%
4419 UNILEVER PLC 32 1 0.00%
4420 Comverse Inc. 5 0 0.00%
4421 QAD INC 6 0 0.00%
4422 QAD Inc 13 0 0.00%
4423 IRONWOOD PHARMACEUTICALS INC 27 0 0.00%
4424 KAISER ALUMINUM CORP COM PAR $0.01 5 0 0.00%
4425 QUANTUM CORP-DLT & STORAGE SYS 350 0 0.00%
4426 AROTECH CORP 71 0 0.00%
4427 EASTMAN KODAK COMPANY WARRANT EXP 090318 4 0 0.00%
4428 EASTMAN KODAK COMPANY WARRANT EXP 090318 4 0 0.00%
4429 FBL FINL GROUP INC 1 0 0.00%
4430 FOREST OIL CORP 208 0 0.00%
4431 INTELLIPHARMACEUTICS INTL IN 15 0 0.00%
4432 LENNAR CORP 10 0 0.00%
4433 FOREST OIL CORP 135 0 0.00%
4434 OMEGA PROTEIN CORP 38 0 0.00%
4435 BLDRS INDEX FDS TR 0 0 0.00%
4436 WEBMD HEALTH CORPORATION 3 0 0.00%
4437 ISHARES TR 0 0 0.00%
4438 CSR PLC 1 0 0.00%
4439 WAVE SYSTEMS CORP 8 0 0.00%
4440 COMMUNITYONE BANCORP COM 5 0 0.00%
4441 RADIO ONE INC CL A 100 0 0.00%
4442 WASHINGTON REAL ESTATE INVT 6 0 0.00%
4443 Mechel Open Joint Stock Co. AD 215 0 0.00%
4444 KOSMOS ENERGY LTD SHS 38 0 0.00%
4445 COMMUNITY TR BANCORP INC 1 0 0.00%
4446 HYPERDYNAMICS CORP COM NEW 62 0 0.00%
4447 Medassets Inc 17 0 0.00%
4448 OI S A SPONSORED ADR 72 0 0.00%
4449 EL PASO ELECTRIC CO NEW 10 0 0.00%
4450 READING INTERNATIONAL INC 31 0 0.00%
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